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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
-0.4%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$3.78M
Cap. Flow
-$2.92M
Cap. Flow %
-1.85%
Top 10 Hldgs %
61.19%
Holding
361
New
15
Increased
50
Reduced
65
Closed
5

Top Buys

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$183K
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$125K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$124K
4
VT icon
Vanguard Total World Stock ETF
VT
+$105K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$75.2K

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.19M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.12M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$652K
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$262K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$179K

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.35%
3 Consumer Discretionary 3.75%
4 Healthcare 2.71%
5 Communication Services 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYK icon
126
iShares US Consumer Staples ETF
IYK
$1.41B
$63K 0.04%
1,047
– –
NOC icon
127
Northrop Grumman
NOC
$81.2B
$61K 0.04%
170
– –
CLVRW
128
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$60K 0.04%
53,234
– –
UNP icon
129
Union Pacific
UNP
$174B
$59K 0.04%
300
– –
PHM icon
130
Pultegroup
PHM
$25.3B
$57K 0.04%
1,250
– –
TMO icon
131
Thermo Fisher Scientific
TMO
$220B
$46K 0.03%
80
– –
MMM icon
132
3M
MMM
$94.3B
$45K 0.03%
305
– –
KEY icon
133
KeyCorp
KEY
$24.4B
$42K 0.03%
1,950
– –
DOW icon
134
Dow Inc
DOW
$21.2B
$40K 0.03%
696
-166
-19% -$10.2K
NEE icon
135
NextEra Energy
NEE
$177B
$39K 0.02%
494
-15
-3% -$1.21K
DD icon
136
DuPont de Nemours
DD
$19.2B
$38K 0.02%
447
– –
AJG icon
137
Arthur J. Gallagher & Co
AJG
$63.6B
$36K 0.02%
241
– –
PNC icon
138
PNC Financial Services
PNC
$101B
$36K 0.02%
184
– –
MS icon
139
Morgan Stanley
MS
$340B
$31K 0.02%
315
– –
BNY
140
Bank of New York Mellon
BNY
$107B
$27K 0.02%
524
– –
CTSH icon
141
Cognizant
CTSH
$26B
$24K 0.02%
327
– –
T icon
142
AT&T
T
$163B
$24K 0.02%
1,172
– –
LII icon
143
Lennox International
LII
$15.2B
$23K 0.01%
79
– –
CE icon
144
Celanese
CE
$4.82B
$22K 0.01%
147
– –
CTVA icon
145
Corteva
CTVA
$51.3B
$22K 0.01%
513
– –
LEN icon
146
Lennar Class A
LEN
$21.2B
$22K 0.01%
238
– –
GM icon
147
General Motors
GM
$76.8B
$21K 0.01%
391
– –
ARW icon
148
Arrow Electronics
ARW
$10.4B
$20K 0.01%
181
– –
NWSA icon
149
News Corp Class A
NWSA
$15.4B
$20K 0.01%
859
– –
LOW icon
150
Lowe's Companies
LOW
$125B
$18K 0.01%
90
– –
4 5
6
7 8

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AUA Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, AUA Capital Management held 361 positions worth $158M, down 2.3% from $162M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

AUA Capital Management's Q3 2021 filing shows 15 new, 50 increased, 65 reduced and 5 closed positions. Its largest new stake was iShares TIPS Bond ETF: 583 shares worth $74K. The largest sale was iShares Short-Term National Muni Bond ETF, an estimated $1.19M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5.2% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AUA Capital Management's largest Q3 2021 buy was iShares TIPS Bond ETF: 583 shares worth $74K.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q3 2021, an estimated $183K increase.
  • AUA Capital Management's biggest Q3 2021 reduction was iShares Short-Term National Muni Bond ETF, cutting an estimated $1.19M.
  • AUA Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $7K.
  • AUA Capital Management's ten largest holdings make up 61% of its $158M portfolio in Q3 2021.
  • AUA Capital Management opened 15 new positions and closed 5 in Q3 2021.
  • AUA Capital Management's portfolio value fell 2.3% quarter-over-quarter to $158M.

Based on AUA Capital Management's 13F filing for Q3 2021, filed 9 Nov 2021.