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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+10.17%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$20.1M
Cap. Flow
+$8.05M
Cap. Flow %
5.74%
Top 10 Hldgs %
62.61%
Holding
378
New
13
Increased
64
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.39M
2
VXF icon
Vanguard Extended Market ETF
VXF
+$44.3K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.1K
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.1K
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.7K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$235K
2
MUB icon
iShares National Muni Bond ETF
MUB
+$90.8K
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$74.9K
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$74K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$46.3K

Sector Composition

Rank Sector Weight
1 Technology 4.79%
2 Financials 4.25%
3 Consumer Discretionary 3.99%
4 Healthcare 2.95%
5 Communication Services 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
126
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$56K 0.04%
835
+24
+3% +$1.51K
PHM icon
127
Pultegroup
PHM
$25.3B
$54K 0.04%
1,250
– –
DD icon
128
DuPont de Nemours
DD
$19.2B
$52K 0.04%
579
– –
NOC icon
129
Northrop Grumman
NOC
$81.2B
$52K 0.04%
170
– –
DOW icon
130
Dow Inc
DOW
$21.2B
$48K 0.03%
862
– –
MMM icon
131
3M
MMM
$94.3B
$45K 0.03%
305
– –
NEE icon
132
NextEra Energy
NEE
$177B
$41K 0.03%
536
-8
-1% -$598
ABB
133
DELISTED
ABB Ltd
ABB
$38K 0.03%
1,350
– –
PM icon
134
Philip Morris
PM
$295B
$37K 0.03%
450
– –
TMO icon
135
Thermo Fisher Scientific
TMO
$220B
$37K 0.03%
80
– –
KEY icon
136
KeyCorp
KEY
$24.4B
$32K 0.02%
1,950
– –
AJG icon
137
Arthur J. Gallagher & Co
AJG
$63.6B
$30K 0.02%
241
– –
CTSH icon
138
Cognizant
CTSH
$26B
$27K 0.02%
327
– –
PNC icon
139
PNC Financial Services
PNC
$101B
$27K 0.02%
184
-2
-1% -$255
CTVA icon
140
Corteva
CTVA
$51.3B
$26K 0.02%
679
– –
T icon
141
AT&T
T
$163B
$25K 0.02%
1,172
– –
BNY
142
Bank of New York Mellon
BNY
$107B
$22K 0.02%
524
– –
LII icon
143
Lennox International
LII
$15.2B
$22K 0.02%
79
– –
KHC icon
144
Kraft Heinz
KHC
$30B
$21K 0.02%
600
– –
MS icon
145
Morgan Stanley
MS
$340B
$21K 0.02%
310
– –
CE icon
146
Celanese
CE
$4.82B
$19K 0.01%
147
– –
PDI icon
147
PIMCO Dynamic Income Fund
PDI
$7.42B
$19K 0.01%
700
– –
ARW icon
148
Arrow Electronics
ARW
$10.4B
$18K 0.01%
181
– –
LEN icon
149
Lennar Class A
LEN
$21.2B
$18K 0.01%
238
– –
VTRS icon
150
Viatris
VTRS
$18.9B
$17K 0.01%
+904
New +$14.7K
4 5
6
7 8

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AUA Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, AUA Capital Management held 378 positions worth $140M, up 17% from $120M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

AUA Capital Management deployed $8.05M of net new capital in Q4 2020, opening 13 new positions and adding to 64 existing holdings. Its largest new stake was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $235K trimmed.

  • AUA Capital Management's largest Q4 2020 buy was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q4 2020, an estimated $44.3K increase.
  • AUA Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $235K.
  • AUA Capital Management fully exited IQVIA in Q4 2020, selling an estimated $2K.
  • AUA Capital Management's ten largest holdings make up 63% of its $140M portfolio in Q4 2020.
  • AUA Capital Management opened 13 new positions and closed 11 in Q4 2020.
  • AUA Capital Management's portfolio value rose 17% quarter-over-quarter to $140M.

Based on AUA Capital Management's 13F filing for Q4 2020, filed 9 Feb 2021.