We are live on ! Find out more
ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+6.34%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$2.89M
Cap. Flow
-$9.97M
Cap. Flow %
-8.21%
Top 10 Hldgs %
63.85%
Holding
189
New
–
Increased
1
Reduced
48
Closed
6

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$108K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.21M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.27M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$777K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$511K
5
GLD icon
SPDR Gold Trust
GLD
+$503K

Sector Composition

Rank Sector Weight
1 Financials 4.12%
2 Technology 3.56%
3 Healthcare 3.06%
4 Consumer Discretionary 2.93%
5 Communication Services 2.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
101
iShares Biotechnology ETF
IBB
$9.39B
$87K 0.07%
720
-480
-40% -$53.6K
IEMG icon
102
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$81K 0.07%
1,500
– –
PANW icon
103
Palo Alto Networks
PANW
$299B
$81K 0.07%
2,100
– –
IBM icon
104
IBM
IBM
$222B
$80K 0.07%
628
– –
LLY icon
105
Eli Lilly
LLY
$995B
$79K 0.07%
600
– –
COR icon
106
Cencora
COR
$59.6B
$78K 0.06%
920
– –
MDT icon
107
Medtronic
MDT
$110B
$77K 0.06%
675
– –
TEL icon
108
TE Connectivity
TEL
$62.9B
$71K 0.06%
743
– –
IWR icon
109
iShares Russell Mid-Cap ETF
IWR
$57.3B
$66K 0.05%
1,108
– –
ORCL icon
110
Oracle
ORCL
$420B
$66K 0.05%
1,250
– –
TXN icon
111
Texas Instruments
TXN
$259B
$64K 0.05%
500
– –
DKL icon
112
Delek Logistics
DKL
$3.09B
$60K 0.05%
1,886
-1,778
-49% -$56.5K
GLW icon
113
Corning
GLW
$137B
$60K 0.05%
2,050
– –
WHR icon
114
Whirlpool
WHR
$2.89B
$60K 0.05%
408
-342
-46% -$51.6K
NOC icon
115
Northrop Grumman
NOC
$78.4B
$58K 0.05%
170
– –
CMCSA icon
116
Comcast
CMCSA
$88.5B
$56K 0.05%
1,250
– –
UNP icon
117
Union Pacific
UNP
$176B
$54K 0.04%
300
– –
IXUS icon
118
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$50K 0.04%
811
– –
PHM icon
119
Pultegroup
PHM
$25.1B
$49K 0.04%
1,250
– –
RTN
120
DELISTED
Raytheon Company
RTN
$48K 0.04%
220
– –
DOW icon
121
Dow Inc
DOW
$21.9B
$47K 0.04%
862
-381
-31% -$19.7K
DD icon
122
DuPont de Nemours
DD
$19.3B
$46K 0.04%
579
-411
-42% -$34.1K
MMM icon
123
3M
MMM
$93.6B
$45K 0.04%
305
– –
KEY icon
124
KeyCorp
KEY
$24.8B
$39K 0.03%
1,950
– –
PM icon
125
Philip Morris
PM
$291B
$38K 0.03%
450
– –
3 4
5
6 7

Similar funds

1M
1248 Management Kansas City, Missouri $216M AUM 12.29% 1-Year Est. Return
LIWM
Long Island Wealth Management Melville, New York $216M AUM 14.59% 1-Year Est. Return
SSA
SSA Swiss Advisors Zurich $216M AUM 17.86% 1-Year Est. Return
NCM
NEXTBio Capital Management Menlo Park, California $215M AUM
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
VFG
V2 Financial group Naperville, Illinois $215M AUM 15.18% 1-Year Est. Return
CS
Capital Square Chattanooga, Tennessee $217M AUM 13.95% 1-Year Est. Return
IAM
Impala Asset Management Palm Beach, Florida $215M AUM 86.77% 1-Year Est. Return

AUA Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, AUA Capital Management held 189 positions worth $121M, down 2.3% from $124M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

AUA Capital Management withdrew a net $9.97M in Q4 2019, closing 6 positions and reducing 48 holdings. Its most notable exit was Celgene Corp, an estimated $187K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, up from 4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, AUA Capital Management added an estimated $108K to Bristol-Myers Squibb.

  • AUA Capital Management added most to Bristol-Myers Squibb in Q4 2019, an estimated $108K increase.
  • AUA Capital Management's biggest Q4 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $2.21M.
  • AUA Capital Management fully exited Celgene Corp in Q4 2019, selling an estimated $187K.
  • AUA Capital Management's ten largest holdings make up 64% of its $121M portfolio in Q4 2019.
  • AUA Capital Management opened 0 new positions and closed 6 in Q4 2019.
  • AUA Capital Management's portfolio value fell 2.3% quarter-over-quarter to $121M.

Based on AUA Capital Management's 13F filing for Q4 2019, filed 10 Jan 2020.