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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+9.29%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$161M
AUM Growth
+$22.4M
Cap. Flow
+$9.54M
Cap. Flow %
5.94%
Top 10 Hldgs %
61.04%
Holding
82
New
6
Increased
34
Reduced
9
Closed
1

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.96M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$878K
3
MO icon
Altria Group
MO
+$688K
4
ARCC icon
Ares Capital
ARCC
+$514K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$480K

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$413K
2
ZIM icon
ZIM Integrated Shipping Services
ZIM
+$179K
3
PFE icon
Pfizer
PFE
+$147K
4
BND icon
Vanguard Total Bond Market
BND
+$61.1K
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$44.4K

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Consumer Staples 4.85%
3 Consumer Discretionary 4.41%
4 Financials 3.54%
5 Communication Services 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMC icon
76
TMC The Metals Company
TMC
$1.98B
$211K 0.13%
192,139
– –
IIPR icon
77
Innovative Industrial Properties
IIPR
$1.72B
$211K 0.13%
+2,088
New +$171K
UPS icon
78
United Parcel Service
UPS
$88.9B
$205K 0.13%
1,303
– –
CB icon
79
Chubb
CB
$135B
$203K 0.13%
+900
New +$197K
BMY icon
80
Bristol-Myers Squibb
BMY
$132B
$202K 0.13%
3,937
– –
ZIM icon
81
ZIM Integrated Shipping Services
ZIM
$3.24B
$105K 0.07%
10,633
-21,358
-67% -$179K
PYPL icon
82
PayPal
PYPL
$50.5B
– –
-7,068
Closed -$413K
1 2 3
4

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AUA Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, AUA Capital Management held 82 positions worth $161M, up 16% from $138M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

AUA Capital Management deployed $9.54M of net new capital in Q4 2023, opening 6 new positions and adding to 34 existing holdings. Its largest new stake was Ares Capital: 26,355 shares worth $528K.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.3% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

On the sell side, the largest reduction was ZIM Integrated Shipping Services, an estimated $179K trimmed.

  • AUA Capital Management's largest Q4 2023 buy was Ares Capital: 26,355 shares worth $528K.
  • AUA Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $2.96M increase.
  • AUA Capital Management's biggest Q4 2023 reduction was ZIM Integrated Shipping Services, cutting an estimated $179K.
  • AUA Capital Management fully exited PayPal in Q4 2023, selling an estimated $413K.
  • AUA Capital Management's ten largest holdings make up 61% of its $161M portfolio in Q4 2023.
  • AUA Capital Management opened 6 new positions and closed 1 in Q4 2023.
  • AUA Capital Management's portfolio value rose 16% quarter-over-quarter to $161M.

Based on AUA Capital Management's 13F filing for Q4 2023, filed 9 Jan 2024.