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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+10.17%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$20.1M
Cap. Flow
+$8.05M
Cap. Flow %
5.74%
Top 10 Hldgs %
62.61%
Holding
378
New
13
Increased
64
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.39M
2
VXF icon
Vanguard Extended Market ETF
VXF
+$44.3K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.1K
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.1K
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.7K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$235K
2
MUB icon
iShares National Muni Bond ETF
MUB
+$90.8K
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$74.9K
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$74K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$46.3K

Sector Composition

Rank Sector Weight
1 Technology 4.79%
2 Financials 4.25%
3 Consumer Discretionary 3.99%
4 Healthcare 2.95%
5 Communication Services 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$435B
$330K 0.24%
3,079
+5
+0.2% +$480
TFC icon
52
Truist Financial
TFC
$64B
$328K 0.23%
6,835
-2
-0% -$91
DHR icon
53
Danaher
DHR
$144B
$314K 0.22%
1,594
– –
VZ icon
54
Verizon
VZ
$196B
$309K 0.22%
5,268
-4
-0.1% -$238
HON icon
55
Honeywell
HON
$78B
$293K 0.21%
1,462
-15
-1% -$2.73K
V icon
56
Visa
V
$677B
$293K 0.21%
1,340
– –
CERN
57
DELISTED
Cerner Corp
CERN
$292K 0.21%
3,720
– –
CSCO icon
58
Cisco
CSCO
$479B
$286K 0.2%
6,381
-21
-0.3% -$863
COST icon
59
Costco
COST
$420B
$283K 0.2%
750
– –
PFE icon
60
Pfizer
PFE
$153B
$269K 0.19%
7,300
-394
-5% -$14.5K
BDX icon
61
Becton Dickinson
BDX
$48.2B
$267K 0.19%
1,094
– –
VUG icon
62
Vanguard Morningstar Growth ETF
VUG
$231B
$263K 0.19%
6,228
+192
+3% +$7.66K
CAT icon
63
Caterpillar
CAT
$387B
$258K 0.18%
1,420
– –
XLP icon
64
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$255K 0.18%
3,775
– –
UPS icon
65
United Parcel Service
UPS
$88.9B
$254K 0.18%
1,508
+8
+0.5% +$1.35K
CGC
66
Canopy Growth
CGC
$410M
$249K 0.18%
1,012
– –
SBUX icon
67
Starbucks
SBUX
$120B
$249K 0.18%
2,325
-1
-0% -$95
VNQ icon
68
Vanguard Real Estate ETF
VNQ
$39B
$245K 0.17%
2,890
– –
BMY icon
69
Bristol-Myers Squibb
BMY
$132B
$244K 0.17%
3,937
– –
VIG icon
70
Vanguard Dividend Appreciation ETF
VIG
$114B
$218K 0.16%
1,547
+44
+3% +$5.96K
CMG icon
71
Chipotle Mexican Grill
CMG
$41.5B
$209K 0.15%
7,550
– –
LMT icon
72
Lockheed Martin
LMT
$136B
$209K 0.15%
588
-1
-0.2% -$368
IEFA icon
73
iShares Core MSCI EAFE ETF
IEFA
$196B
$207K 0.15%
3,000
– –
USB icon
74
US Bancorp
USB
$99.6B
$202K 0.14%
4,335
-3
-0.1% -$127
TJX icon
75
TJX Companies
TJX
$178B
$197K 0.14%
2,880
– –
1 2
3
4 5

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AUA Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, AUA Capital Management held 378 positions worth $140M, up 17% from $120M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

AUA Capital Management deployed $8.05M of net new capital in Q4 2020, opening 13 new positions and adding to 64 existing holdings. Its largest new stake was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $235K trimmed.

  • AUA Capital Management's largest Q4 2020 buy was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q4 2020, an estimated $44.3K increase.
  • AUA Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $235K.
  • AUA Capital Management fully exited IQVIA in Q4 2020, selling an estimated $2K.
  • AUA Capital Management's ten largest holdings make up 63% of its $140M portfolio in Q4 2020.
  • AUA Capital Management opened 13 new positions and closed 11 in Q4 2020.
  • AUA Capital Management's portfolio value rose 17% quarter-over-quarter to $140M.

Based on AUA Capital Management's 13F filing for Q4 2020, filed 9 Feb 2021.