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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+10.17%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$20.1M
Cap. Flow
+$8.05M
Cap. Flow %
5.74%
Top 10 Hldgs %
62.61%
Holding
378
New
13
Increased
64
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.39M
2
VXF icon
Vanguard Extended Market ETF
VXF
+$44.3K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.1K
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.1K
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.7K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$235K
2
MUB icon
iShares National Muni Bond ETF
MUB
+$90.8K
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$74.9K
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$74K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$46.3K

Sector Composition

Rank Sector Weight
1 Technology 4.79%
2 Financials 4.25%
3 Consumer Discretionary 3.99%
4 Healthcare 2.95%
5 Communication Services 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
26
PayPal
PYPL
$50.5B
$953K 0.68%
4,068
– –
GOOG icon
27
Alphabet (Google) Class C
GOOG
$4.32T
$911K 0.65%
10,400
– –
GS icon
28
Goldman Sachs
GS
$303B
$733K 0.52%
2,779
– –
HD icon
29
Home Depot
HD
$355B
$716K 0.51%
2,697
– –
HYG icon
30
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$688K 0.49%
7,884
– –
META icon
31
Meta Platforms (Facebook)
META
$1.51T
$576K 0.41%
2,110
– –
JPM icon
32
JPMorgan Chase
JPM
$950B
$557K 0.4%
4,384
-2
-0% -$224
EEM icon
33
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$522K 0.37%
10,099
+51
+0.5% +$2.45K
JNJ icon
34
Johnson & Johnson
JNJ
$625B
$518K 0.37%
3,290
-20
-0.6% -$2.95K
VYM icon
35
Vanguard High Dividend Yield ETF
VYM
$82.8B
$471K 0.34%
5,149
+130
+3% +$11.3K
ACN icon
36
Accenture
ACN
$108B
$466K 0.33%
1,783
– –
SYK icon
37
Stryker
SYK
$130B
$463K 0.33%
1,888
– –
PEP icon
38
PepsiCo
PEP
$190B
$438K 0.31%
2,955
+3
+0.1% +$426
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.33T
$435K 0.31%
4,960
– –
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.13T
$423K 0.3%
1,825
– –
ECL icon
41
Ecolab
ECL
$79.9B
$419K 0.3%
1,935
– –
EL icon
42
Estee Lauder
EL
$32B
$405K 0.29%
1,522
– –
DIS icon
43
Walt Disney
DIS
$181B
$402K 0.29%
2,217
– –
NXPI icon
44
NXP Semiconductors
NXPI
$60.4B
$390K 0.28%
2,450
– –
IIPR icon
45
Innovative Industrial Properties
IIPR
$1.72B
$382K 0.27%
2,088
– –
BSX icon
46
Boston Scientific
BSX
$71.5B
$368K 0.26%
10,248
– –
WMT icon
47
Walmart Inc
WMT
$890B
$365K 0.26%
7,593
– –
AXP icon
48
American Express
AXP
$230B
$363K 0.26%
3,000
– –
ETN icon
49
Eaton
ETN
$174B
$352K 0.25%
2,926
– –
PG icon
50
Procter & Gamble
PG
$339B
$338K 0.24%
2,430
+8
+0.3% +$1.12K
1
2
3 4 5

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AUA Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, AUA Capital Management held 378 positions worth $140M, up 17% from $120M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

AUA Capital Management deployed $8.05M of net new capital in Q4 2020, opening 13 new positions and adding to 64 existing holdings. Its largest new stake was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $235K trimmed.

  • AUA Capital Management's largest Q4 2020 buy was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q4 2020, an estimated $44.3K increase.
  • AUA Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $235K.
  • AUA Capital Management fully exited IQVIA in Q4 2020, selling an estimated $2K.
  • AUA Capital Management's ten largest holdings make up 63% of its $140M portfolio in Q4 2020.
  • AUA Capital Management opened 13 new positions and closed 11 in Q4 2020.
  • AUA Capital Management's portfolio value rose 17% quarter-over-quarter to $140M.

Based on AUA Capital Management's 13F filing for Q4 2020, filed 9 Feb 2021.