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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+5.4%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$162M
AUM Growth
+$9.67M
Cap. Flow
+$1.64M
Cap. Flow %
1.01%
Top 10 Hldgs %
62.08%
Holding
369
New
6
Increased
55
Reduced
70
Closed
23

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.12M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$697K
3
VXF icon
Vanguard Extended Market ETF
VXF
+$194K
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$129K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$127K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.24M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$491K
3
AXP icon
American Express
AXP
+$78.3K
4
XOM icon
ExxonMobil
XOM
+$47.8K
5
WFC icon
Wells Fargo
WFC
+$44.7K

Sector Composition

Rank Sector Weight
1 Technology 5.2%
2 Financials 4.31%
3 Consumer Discretionary 3.75%
4 Healthcare 2.77%
5 Communication Services 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWG icon
351
NatWest
NWG
$76.4B
– –
-1,857
Closed -$11K
PDI icon
352
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-405
Closed -$11K
RF icon
353
Regions Financial
RF
$26.8B
$0 ﹤0.01%
6
– –
RIG icon
354
Transocean
RIG
$5.82B
– –
-1,750
Closed -$6K
RMR icon
355
The RMR Group
RMR
$332M
$0 ﹤0.01%
4
– –
SAN icon
356
Banco Santander
SAN
$210B
– –
-2,114
Closed -$7K
TD icon
357
Toronto Dominion Bank
TD
$200B
$0 ﹤0.01%
4
– –
TOWN icon
358
Towne Bank
TOWN
$3.42B
$0 ﹤0.01%
14
– –
Z icon
359
Zillow
Z
$7.56B
– –
-50
Closed -$6K
QVCGA
360
DELISTED
QVC Group Inc Series A
QVCGA
– –
0
– –
LBAI
361
DELISTED
Lakeland Bancorp Inc
LBAI
$0 ﹤0.01%
20
– –
AVTA
362
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-46
Closed -$1K
CS
363
DELISTED
Credit Suisse Group
CS
– –
-500
Closed -$5K
PCI
364
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-500
Closed -$11K
CORE
365
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-79
Closed -$3K
STAY
366
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-55
Closed -$1K
PRSP
367
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-18
Closed -$1K
VAR
368
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-11
Closed -$2K
PKO
369
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-500
Closed -$13K
11 12 13 14
15

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AUA Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, AUA Capital Management held 369 positions worth $162M, up 6.4% from $152M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

AUA Capital Management's Q2 2021 filing shows 6 new, 55 increased, 70 reduced and 23 closed positions. Its largest new stake was Clever Leaves Holdings Inc. Warrant: 53,234 shares worth $111K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.24M.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, up from 5.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AUA Capital Management's largest Q2 2021 buy was Clever Leaves Holdings Inc. Warrant: 53,234 shares worth $111K.
  • AUA Capital Management added most to iShares Short-Term National Muni Bond ETF in Q2 2021, an estimated $2.12M increase.
  • AUA Capital Management's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.24M.
  • AUA Capital Management fully exited Barclays in Q2 2021, selling an estimated $16K.
  • AUA Capital Management's ten largest holdings make up 62% of its $162M portfolio in Q2 2021.
  • AUA Capital Management opened 6 new positions and closed 23 in Q2 2021.
  • AUA Capital Management's portfolio value rose 6.4% quarter-over-quarter to $162M.

Based on AUA Capital Management's 13F filing for Q2 2021, filed 29 Jul 2021.