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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
-0.4%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$158M
AUM Growth
-$3.78M
Cap. Flow
-$2.92M
Cap. Flow %
-1.85%
Top 10 Hldgs %
61.19%
Holding
361
New
15
Increased
50
Reduced
65
Closed
5

Top Buys

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$183K
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$125K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$124K
4
VT icon
Vanguard Total World Stock ETF
VT
+$105K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$75.2K

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.19M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.12M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$652K
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$262K
5
MUB icon
iShares National Muni Bond ETF
MUB
+$179K

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.35%
3 Consumer Discretionary 3.75%
4 Healthcare 2.71%
5 Communication Services 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KFRC icon
326
Kforce
KFRC
$1.06B
$1K ﹤0.01%
13
+3
+30% +$181
LKFN icon
327
Lakeland Financial Corp
LKFN
$1.53B
$1K ﹤0.01%
9
+2
+29% +$130
LRN icon
328
Stride
LRN
$3.43B
$1K ﹤0.01%
24
– –
MMSI icon
329
Merit Medical Systems
MMSI
$5.32B
$1K ﹤0.01%
+18
New +$1.22K
NBIX icon
330
Neurocrine Biosciences
NBIX
$16.6B
$1K ﹤0.01%
13
– –
NSIT icon
331
Insight Enterprises
NSIT
$4.38B
$1K ﹤0.01%
12
– –
NTGR icon
332
NETGEAR
NTGR
$635M
$1K ﹤0.01%
40
-13
-25% -$451
OGS icon
333
ONE Gas
OGS
$5.04B
$1K ﹤0.01%
11
-7
-39% -$499
OPI
334
DELISTED
Office Properties Income Trust
OPI
$1K ﹤0.01%
28
– –
OTTR icon
335
Otter Tail
OTTR
$3.94B
$1K ﹤0.01%
20
-4
-17% -$212
PRDO icon
336
Perdoceo Education
PRDO
$2.12B
$1K ﹤0.01%
106
-39
-27% -$439
RDFN
337
DELISTED
Redfin
RDFN
$1K ﹤0.01%
+22
New +$1.19K
SCL icon
338
Stepan Co
SCL
$1.48B
$1K ﹤0.01%
5
– –
THFF icon
339
First Financial Corp
THFF
$969M
$1K ﹤0.01%
18
– –
TNET icon
340
TriNet
TNET
$3.14B
$1K ﹤0.01%
+11
New +$942
VC icon
341
Visteon
VC
$2.78B
$1K ﹤0.01%
11
– –
VRM icon
342
Vroom Inc
VRM
$48.2M
– –
0
– –
NATI
343
DELISTED
National Instruments Corp
NATI
$1K ﹤0.01%
37
– –
TMX
344
DELISTED
Terminix Global Holdings, Inc.
TMX
$1K ﹤0.01%
30
– –
TSC
345
DELISTED
TriState Capital Holdings, Inc.
TSC
$1K ﹤0.01%
36
– –
AMPH icon
346
Amphastar Pharmaceuticals
AMPH
$916M
$0 ﹤0.01%
23
-8
-26% -$157
CRAI icon
347
CRA International
CRAI
$1.06B
$0 ﹤0.01%
4
– –
FISI icon
348
Financial Institutions
FISI
$821M
$0 ﹤0.01%
12
– –
GNRC icon
349
Generac Holdings
GNRC
$12.5B
– –
-1
Closed –
MTB icon
350
M&T Bank
MTB
$36.2B
$0 ﹤0.01%
2
– –
11 12 13
14
15

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AUA Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, AUA Capital Management held 361 positions worth $158M, down 2.3% from $162M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

AUA Capital Management's Q3 2021 filing shows 15 new, 50 increased, 65 reduced and 5 closed positions. Its largest new stake was iShares TIPS Bond ETF: 583 shares worth $74K. The largest sale was iShares Short-Term National Muni Bond ETF, an estimated $1.19M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5.2% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AUA Capital Management's largest Q3 2021 buy was iShares TIPS Bond ETF: 583 shares worth $74K.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q3 2021, an estimated $183K increase.
  • AUA Capital Management's biggest Q3 2021 reduction was iShares Short-Term National Muni Bond ETF, cutting an estimated $1.19M.
  • AUA Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $7K.
  • AUA Capital Management's ten largest holdings make up 61% of its $158M portfolio in Q3 2021.
  • AUA Capital Management opened 15 new positions and closed 5 in Q3 2021.
  • AUA Capital Management's portfolio value fell 2.3% quarter-over-quarter to $158M.

Based on AUA Capital Management's 13F filing for Q3 2021, filed 9 Nov 2021.