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ACM

AUA Capital Management Portfolio holdings

AUM $216M
1-Year Est. Return 19.17%
This Fund
S&P 500
This Quarter Est. Return
+10.17%
1 Year Est. Return
+19.17%
3 Year Est. Return
+61.39%
5 Year Est. Return
+68.45%
10 Year Est. Return
–
AUM
$140M
AUM Growth
+$20.1M
Cap. Flow
+$8.05M
Cap. Flow %
5.74%
Top 10 Hldgs %
62.61%
Holding
378
New
13
Increased
64
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$8.39M
2
VXF icon
Vanguard Extended Market ETF
VXF
+$44.3K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.1K
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.1K
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.7K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$235K
2
MUB icon
iShares National Muni Bond ETF
MUB
+$90.8K
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$74.9K
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$74K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$46.3K

Sector Composition

Rank Sector Weight
1 Technology 4.79%
2 Financials 4.25%
3 Consumer Discretionary 3.99%
4 Healthcare 2.95%
5 Communication Services 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTTR icon
326
Otter Tail
OTTR
$3.94B
$1K ﹤0.01%
27
– –
SAIC icon
327
Saic
SAIC
$5.35B
$1K ﹤0.01%
14
+1
+8% +$88
SCL icon
328
Stepan Co
SCL
$1.48B
$1K ﹤0.01%
5
– –
SCS
329
DELISTED
Steelcase
SCS
$1K ﹤0.01%
+86
New +$1.05K
SHO icon
330
Sunstone Hotel Investors
SHO
$2.06B
$1K ﹤0.01%
60
– –
SMPL icon
331
Simply Good Foods
SMPL
$982M
$1K ﹤0.01%
28
-13
-32% -$303
UTHR icon
332
United Therapeutics
UTHR
$23.1B
$1K ﹤0.01%
+5
New +$656
VC icon
333
Visteon
VC
$2.78B
$1K ﹤0.01%
11
– –
VVV icon
334
Valvoline
VVV
$4.51B
$1K ﹤0.01%
60
– –
AVTA
335
DELISTED
Avantax, Inc. Common Stock
AVTA
$1K ﹤0.01%
39
– –
SYNH
336
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$1K ﹤0.01%
9
– –
TSC
337
DELISTED
TriState Capital Holdings, Inc.
TSC
$1K ﹤0.01%
43
-32
-43% -$482
XLNX
338
DELISTED
Xilinx Inc
XLNX
$1K ﹤0.01%
10
-2
-17% -$260
CXP
339
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$1K ﹤0.01%
101
– –
STAY
340
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1K ﹤0.01%
93
-89
-49% -$1.15K
EV
341
DELISTED
Eaton Vance Corp.
EV
$1K ﹤0.01%
9
– –
BMY.RT
342
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1K ﹤0.01%
1,500
– –
AGM icon
343
Federal Agricultural Mortgage
AGM
$2.56B
$0 ﹤0.01%
3
– –
CLH icon
344
Clean Harbors
CLH
$16.3B
$0 ﹤0.01%
3
-3
-50% -$201
CRAI icon
345
CRA International
CRAI
$1.06B
$0 ﹤0.01%
7
– –
FCF icon
346
First Commonwealth Financial
FCF
$2.17B
$0 ﹤0.01%
27
– –
FISI icon
347
Financial Institutions
FISI
$821M
$0 ﹤0.01%
18
– –
FMNB icon
348
Farmers National Banc Corp
FMNB
$930M
$0 ﹤0.01%
11
– –
GNRC icon
349
Generac Holdings
GNRC
$12.5B
$0 ﹤0.01%
1
– –
GORO icon
350
Goldgroup Mining Inc.
GORO
$191M
– –
-42
Closed –
12 13
14
15 16

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AUA Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, AUA Capital Management held 378 positions worth $140M, up 17% from $120M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

AUA Capital Management deployed $8.05M of net new capital in Q4 2020, opening 13 new positions and adding to 64 existing holdings. Its largest new stake was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, down from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $235K trimmed.

  • AUA Capital Management's largest Q4 2020 buy was iShares Short-Term National Muni Bond ETF: 77,724 shares worth $8.4M.
  • AUA Capital Management added most to Vanguard Extended Market ETF in Q4 2020, an estimated $44.3K increase.
  • AUA Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $235K.
  • AUA Capital Management fully exited IQVIA in Q4 2020, selling an estimated $2K.
  • AUA Capital Management's ten largest holdings make up 63% of its $140M portfolio in Q4 2020.
  • AUA Capital Management opened 13 new positions and closed 11 in Q4 2020.
  • AUA Capital Management's portfolio value rose 17% quarter-over-quarter to $140M.

Based on AUA Capital Management's 13F filing for Q4 2020, filed 9 Feb 2021.