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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPBO icon
201
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$18.8M 0.11%
682,717
+89,264
+15% +$2.53M
JUNT icon
202
AllianzIM U.S. Equity Buffer10 Jun ETF
JUNT
$113M
$18.4M 0.11%
715,495
+109,294
+18% +$2.87M
SO icon
203
Southern Company
SO
$109B
$18.2M 0.11%
280,559
+3,627
+1% +$252K
RTX icon
204
RTX Corp
RTX
$294B
$18.2M 0.11%
252,259
+37,900
+18% +$3.25M
IWF icon
205
iShares Russell 1000 Growth ETF
IWF
$120B
$18.1M 0.11%
272,888
-154,768
-36% -$10.7M
QCOM icon
206
Qualcomm
QCOM
$179B
$18.1M 0.11%
162,772
-11,981
-7% -$1.39M
LMBS icon
207
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$18M 0.11%
381,628
-24,357
-6% -$1.16M
DIS icon
208
Walt Disney
DIS
$168B
$18M 0.11%
221,857
+8,805
+4% +$752K
LQD icon
209
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$17.8M 0.11%
174,406
+7,261
+4% +$766K
FSK icon
210
FS KKR Capital
FSK
$3.04B
$17.6M 0.11%
894,831
+64,138
+8% +$1.28M
XLU icon
211
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$17.6M 0.1%
595,812
+34,078
+6% +$1.1M
OKE icon
212
Oneok
OKE
$56.4B
$17.4M 0.1%
274,620
-20,034
-7% -$1.31M
TMO icon
213
Thermo Fisher Scientific
TMO
$208B
$17.4M 0.1%
34,287
+1,841
+6% +$981K
UPS icon
214
United Parcel Service
UPS
$96B
$17.3M 0.1%
111,290
+9,717
+10% +$1.68M
FJUL icon
215
FT Vest US Equity Buffer ETF July
FJUL
$1.2B
$17.3M 0.1%
449,978
+347,769
+340% +$13.7M
KEY icon
216
KeyCorp
KEY
$24.1B
$17.2M 0.1%
1,603,009
-69,752
-4% -$772K
SCHB icon
217
Schwab US Broad Market ETF
SCHB
$42.8B
$17.2M 0.1%
1,034,403
-359,964
-26% -$6.23M
COR icon
218
Cencora
COR
$60.5B
$17M 0.1%
94,493
+4,973
+6% +$918K
NI icon
219
NiSource
NI
$22B
$16.9M 0.1%
683,325
-48,609
-7% -$1.31M
FTCS icon
220
First Trust Capital Strength ETF
FTCS
$7.89B
$16.7M 0.1%
227,483
+7,769
+4% +$588K
SPSM icon
221
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$16.6M 0.1%
449,837
+299,956
+200% +$11.7M
BUFQ icon
222
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.5B
$16.6M 0.1%
658,122
+106,154
+19% +$2.68M
SCHG icon
223
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$16.5M 0.1%
908,276
-365,304
-29% -$6.88M
XLP icon
224
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$16.5M 0.1%
239,100
+19,177
+9% +$1.4M
ETR icon
225
Entergy
ETR
$53.1B
$16.4M 0.1%
354,860
-6,688
-2% -$326K
7 8
9
10 11

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.