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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHS icon
2076
Universal Health Services
UHS
$9.64B
– –
-4,294
Closed -$677K
URNM icon
2077
Sprott Uranium Miners ETF
URNM
$1.81B
– –
-20,552
Closed -$690K
VNT icon
2078
Vontier
VNT
$4.48B
– –
-19,740
Closed -$636K
VSAT icon
2079
Viasat
VSAT
$10.2B
– –
-6,157
Closed -$254K
WCC
2080
WESCO International
WCC
$16.5B
– –
-1,294
Closed -$232K
WDS icon
2081
Woodside Energy
WDS
$41.4B
– –
-25,053
Closed -$581K
WEX icon
2082
WEX
WEX
$6.17B
– –
-3,179
Closed -$579K
WING icon
2083
Wingstop
WING
$3.74B
– –
-7,774
Closed -$1.56M
WNC icon
2084
Wabash National
WNC
$538M
– –
-21,596
Closed -$554K
WRN
2085
Western Copper and Gold
WRN
$487M
– –
-11,745
Closed -$18K
GTM
2086
ZoomInfo Technologies
GTM
$908M
– –
-125,956
Closed -$3.2M
ZIM icon
2087
ZIM Integrated Shipping Services
ZIM
$2.96B
– –
-40,422
Closed -$501K
ZYME icon
2088
Zymeworks
ZYME
$1.69B
– –
-63,736
Closed -$551K
NTRP icon
2089
NextTrip
NTRP
$25.3M
– –
-750
Closed -$5.24K
ITCI
2090
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-16,137
Closed -$1.02M
NKLA
2091
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-1,354
Closed -$56K
AY
2092
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-10,743
Closed -$252K
PETQ
2093
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-28,893
Closed -$438K
SQSP
2094
DELISTED
Squarespace, Inc.
SQSP
– –
-18,008
Closed -$568K
TUP
2095
DELISTED
Tupperware Brands Corporation
TUP
– –
-22,833
Closed -$18.3K
WIRE
2096
DELISTED
Encore Wire Corp
WIRE
– –
-1,971
Closed -$366K
AIRC
2097
DELISTED
Apartment Income REIT Corp.
AIRC
– –
-16,772
Closed -$605K
SWAV
2098
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-1,146
Closed -$327K
BKCC
2099
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-30,337
Closed -$99.5K
THCX
2100
DELISTED
AXS Cannabis ETF
THCX
– –
-1,689
Closed -$28.9K
81 82 83
84
85

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.