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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EXAI
1976
DELISTED
Exscientia Plc American Depositary Shares
EXAI
| $59.9K | ﹤0.01% |
+10,456
| New | +$59.2K |
|
1977
ChargePoint
CHPT
$140M
| $59.1K | ﹤0.01% |
1,524
-71
| -4% | -$3.97K |
|
1978
Ericsson
ERIC
$31.8B
| $59K | ﹤0.01% |
10,199
-6,677
| -40% | -$33.8K |
|
|
NRO
1979
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
| $57.8K | ﹤0.01% |
+18,194
| New | +$49.5K |
|
1980
Archer Aviation
ACHR
$3.78B
| $56.3K | ﹤0.01% |
11,491
+1,036
| +10% | +$5.88K |
|
|
VXRT
1981
DELISTED
Vaxart
VXRT
| $54.3K | ﹤0.01% |
62,166
+53
| +0.1% | +$37 |
|
1982
Expion360
XPON
$3.4M
| $53.3K | ﹤0.01% |
10
-8
| -44% | -$44.5K |
|
|
SAND
1983
DELISTED
Sandstorm Gold
SAND
| $52.5K | ﹤0.01% |
+11,243
| New | +$53.6K |
|
|
SJT
1984
San Juan Basin Royalty Trust
SJT
$118M
| $52.4K | ﹤0.01% |
+10,367
| New | +$69.3K |
|
|
SLI
1985
Standard Lithium
SLI
$519M
| $49.5K | ﹤0.01% |
+38,654
| New | +$96.3K |
|
1986
Galectin Therapeutics
GALT
$223M
| $46.4K | ﹤0.01% |
26,841
| – | – |
|
1987
Black Diamond Therapeutics
BDTX
$99.1M
| $46.2K | ﹤0.01% |
15,920
-15
| -0.1% | -$35 |
|
|
FARM
1988
DELISTED
Farmer Brothers
FARM
| $44.9K | ﹤0.01% |
12,034
-4
| -0% | -$11 |
|
1989
Equinox Gold
EQX
$7.51B
| $44.3K | ﹤0.01% |
10,077
| – | – |
|
1990
Tilray
TLRY
$498M
| $43.3K | ﹤0.01% |
2,267
+50
| +2% | +$963 |
|
1991
Lucid Motors
LCID
$2.54B
| $38.2K | ﹤0.01% |
1,441
-318
| -18% | -$14.3K |
|
|
BTCY
1992
DELISTED
Biotricity, Inc. Common Stock
BTCY
| $36.6K | ﹤0.01% |
41,684
| – | – |
|
1993
Lumen
LUMN
$6.45B
| $36.2K | ﹤0.01% |
25,851
-5,502
| -18% | -$7.8K |
|
1994
Emergent Biosolutions
EBS
$378M
| $34.9K | ﹤0.01% |
+19,155
| New | +$45K |
|
1995
AXT Inc
AXTI
$3.13B
| $34.7K | ﹤0.01% |
13,462
-2
| -0% | -$4 |
|
1996
Fathom Holdings
FTHM
$30.1M
| $34.2K | ﹤0.01% |
12,472
| – | – |
|
|
NGD
1997
DELISTED
New Gold Inc
NGD
| $33.8K | ﹤0.01% |
27,228
+933
| +4% | +$1.17K |
|
1998
HCW Biologics
HCWB
$4.23M
| $33K | ﹤0.01% |
+125
| New | +$42.6K |
|
|
CCLP
1999
DELISTED
CSI Compressco LP
CCLP
| $32.7K | ﹤0.01% |
+17,192
| New | +$25.8K |
|
2000
Oxford Square Capital
OXSQ
$148M
| $32.1K | ﹤0.01% |
10,520
-227
| -2% | -$666 |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.