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AWM

AE Wealth Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 26.98%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
+26.98%
3 Year Est. Return
+72.5%
5 Year Est. Return
+78.23%
10 Year Est. Return
–
AUM
$540M
AUM Growth
+$293M
Cap. Flow
+$280M
Cap. Flow %
51.89%
Top 10 Hldgs %
43.82%
Holding
278
New
89
Increased
165
Reduced
16
Closed
7

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$53.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.9M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.5M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$11.1M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.36M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$1.32M
3
PBI icon
Pitney Bowes
PBI
+$781K
4
FTR
Frontier Communications Corp.
FTR
+$668K
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$342K

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.12%
2 Consumer Staples 3.69%
3 Energy 3.47%
4 Healthcare 3.36%
5 Communication Services 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGK icon
176
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.5B
$476K 0.09%
24,860
+5,315
+27% +$98.7K
VRP icon
177
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$475K 0.09%
+18,667
New +$470K
IWM icon
178
iShares Russell 2000 ETF
IWM
$80.2B
$471K 0.09%
3,428
+1,236
+56% +$169K
XEL icon
179
Xcel Energy
XEL
$47.7B
$469K 0.09%
+10,547
New +$447K
ORCL icon
180
Oracle
ORCL
$471B
$462K 0.09%
10,365
+3,302
+47% +$137K
RAI
181
DELISTED
Reynolds American Inc
RAI
$457K 0.08%
+7,254
New +$436K
VTV icon
182
Vanguard Morningstar Value ETF
VTV
$193B
$456K 0.08%
4,782
+1,019
+27% +$97K
SHM icon
183
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.51B
$440K 0.08%
+9,076
New +$438K
RDS.A
184
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$440K 0.08%
8,481
+450
+6% +$23.5K
TSN icon
185
Tyson Foods
TSN
$18.3B
$438K 0.08%
7,096
-609
-8% -$38.4K
WBA
186
DELISTED
Walgreens Boots Alliance
WBA
$428K 0.08%
+5,160
New +$433K
LQD icon
187
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.3B
$427K 0.08%
3,625
+205
+6% +$24.1K
O icon
188
Realty Income
O
$58.2B
$423K 0.08%
7,328
+2,967
+68% +$172K
VXF icon
189
Vanguard Extended Market ETF
VXF
$31.5B
$413K 0.08%
+4,131
New +$409K
IWD icon
190
iShares Russell 1000 Value ETF
IWD
$83.5B
$410K 0.08%
+3,566
New +$409K
EFA icon
191
iShares MSCI EAFE ETF
EFA
$79.8B
$400K 0.07%
+6,416
New +$388K
KDMN
192
DELISTED
Kadmon Holdings, Inc.
KDMN
$391K 0.07%
+108,011
New +$436K
CLX icon
193
Clorox
CLX
$11.3B
$385K 0.07%
+2,856
New +$370K
DD
194
DELISTED
Du Pont De Nemours E I
DD
$382K 0.07%
4,752
+1,582
+50% +$123K
PGF icon
195
Invesco Financial Preferred ETF
PGF
$649M
$371K 0.07%
19,905
+3,096
+18% +$57.1K
GIS icon
196
General Mills
GIS
$19.8B
$360K 0.07%
+6,094
New +$373K
VGLT icon
197
Vanguard Long-Term Treasury ETF
VGLT
$10.5B
$358K 0.07%
4,798
-1,819
-27% -$135K
VO icon
198
Vanguard Morningstar Mid-Cap ETF
VO
$107B
$352K 0.07%
10,112
+3,448
+52% +$118K
IYF icon
199
iShares US Financials ETF
IYF
$4.34B
$351K 0.07%
+6,742
New +$352K
GOOGL icon
200
Alphabet (Google) Class A
GOOGL
$4.09T
$348K 0.06%
+8,220
New +$346K
6 7
8
9 10

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AE Wealth Management's Q1 2017 Portfolio in Review

As of Q1 2017, AE Wealth Management held 278 positions worth $540M, up 119% from $247M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

AE Wealth Management deployed $280M of net new capital in Q1 2017, opening 89 new positions and adding to 165 existing holdings. Its largest new stake was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, up from 64% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.36M trimmed.

  • AE Wealth Management's largest Q1 2017 buy was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $53.9M increase.
  • AE Wealth Management's biggest Q1 2017 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.36M.
  • AE Wealth Management fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2017, selling an estimated $1.32M.
  • AE Wealth Management's ten largest holdings make up 44% of its $540M portfolio in Q1 2017.
  • AE Wealth Management opened 89 new positions and closed 7 in Q1 2017.
  • AE Wealth Management's portfolio value rose 119% quarter-over-quarter to $540M.

Based on AE Wealth Management's 13F filing for Q1 2017, filed 11 May 2017.