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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDFN
1951
DELISTED
Redfin
RDFN
| $87.9K | ﹤0.01% |
+10,527
| New | +$73.3K |
|
1952
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
| $87.8K | ﹤0.01% |
11,257
-5,367
| -32% | -$40.4K |
|
|
ASG
1953
Liberty All-Star Growth Fund
ASG
$324M
| $87.1K | ﹤0.01% |
16,776
+475
| +3% | +$2.35K |
|
1954
Gabelli Equity Trust
GAB
$1.76B
| $85.4K | ﹤0.01% |
16,708
-11,571
| -41% | -$58K |
|
|
PFL
1955
PIMCO Income Strategy Fund
PFL
$383M
| $85K | ﹤0.01% |
+10,017
| New | +$78.3K |
|
1956
Banco Santander
SAN
$198B
| $82.7K | ﹤0.01% |
21,001
-16,487
| -44% | -$64.5K |
|
1957
B2Gold
BTG
$5.1B
| $82.2K | ﹤0.01% |
+29,773
| New | +$93.9K |
|
|
NYC
1958
American Strategic Investment Co
NYC
$24.6M
| $80.1K | ﹤0.01% |
+10,368
| New | +$85.9K |
|
1959
Iovance Biotherapeutics
IOVA
$2.1B
| $79.5K | ﹤0.01% |
10,478
+1
| +0% | +$5 |
|
|
BDN
1960
Brandywine Realty Trust
BDN
$521M
| $79.3K | ﹤0.01% |
15,557
+850
| +6% | +$3.73K |
|
|
CIM
1961
Chimera Investment
CIM
$1.05B
| $76.1K | ﹤0.01% |
5,041
+1,224
| +32% | +$18.5K |
|
|
CNSL
1962
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $73.9K | ﹤0.01% |
16,825
-8,289
| -33% | -$34.3K |
|
1963
Ideal Power
IPWR
$60.8M
| $73.8K | ﹤0.01% |
10,530
| – | – |
|
1964
QuantumScape Corp
QS
$3.05B
| $73K | ﹤0.01% |
11,006
-17
| -0.2% | -$107 |
|
1965
Gerdau
GGB
$9.76B
| $72.5K | ﹤0.01% |
+19,598
| New | +$75K |
|
|
PMM
1966
Franklin Managed Municipal Income Trust
PMM
$272M
| $72.2K | ﹤0.01% |
11,935
| – | – |
|
1967
Sensus Healthcare
SRTS
$49.7M
| $71.4K | ﹤0.01% |
+20,215
| New | +$47.3K |
|
1968
Bullfrog AI
BFRG
$11.3M
| $70.4K | ﹤0.01% |
+10,000
| New | +$29K |
|
1969
Invesco Senior Income Trust
VVR
$456M
| $68.6K | ﹤0.01% |
16,862
-3,937
| -19% | -$15.7K |
|
1970
JetBlue
JBLU
$2.02B
| $67.3K | ﹤0.01% |
+12,161
| New | +$57K |
|
1971
RUM Group Inc
RUM
$1.67B
| $66.1K | ﹤0.01% |
+10,948
| New | +$53.4K |
|
1972
Invesco Municipal Income Opportunities Trust
OIA
$291M
| $63.1K | ﹤0.01% |
10,151
| – | – |
|
|
HBI
1973
DELISTED
Hanesbrands
HBI
| $61.6K | ﹤0.01% |
13,442
-19,010
| -59% | -$77.4K |
|
|
OPI
1974
DELISTED
Office Properties Income Trust
OPI
| $60.2K | ﹤0.01% |
+16,416
| New | +$87.3K |
|
1975
Joby Aviation
JOBY
$7.04B
| $60K | ﹤0.01% |
+10,666
| New | +$65.7K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.