We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
1851
Nuveen Floating Rate Income Fund
JFR
$1.23B
$87.1K ﹤0.01%
+10,611
New +$85.5K
KYN icon
1852
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$86.4K ﹤0.01%
10,272
+187
+2% +$1.61K
CNSL
1853
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$85.9K ﹤0.01%
+25,114
New +$92.3K
CLNN icon
1854
Clene
CLNN
$63.8M
$85.6K ﹤0.01%
8,626
+5,830
+209% +$80.8K
FAX
1855
abrdn Asia-Pacific Income Fund
FAX
$595M
$84.4K ﹤0.01%
5,740
+118
+2% +$1.88K
FSM icon
1856
Fortuna Silver Mines
FSM
$2.55B
$83.8K ﹤0.01%
30,810
-120
-0.4% -$376
ADFI
1857
DELISTED
Anfield Dynamic Fixed Income ETF
ADFI
$82.7K ﹤0.01%
+10,046
New +$84.2K
ERIC icon
1858
Ericsson
ERIC
$32.7B
$82K ﹤0.01%
16,876
-388
-2% -$1.97K
VVR icon
1859
Invesco Senior Income Trust
VVR
$454M
$81.5K ﹤0.01%
20,799
+634
+3% +$2.46K
ASG
1860
Liberty All-Star Growth Fund
ASG
$324M
$80.5K ﹤0.01%
+16,301
New +$85.6K
KEEL
1861
Keel Infrastructure Corp
KEEL
$2.25B
$78.4K ﹤0.01%
73,228
-34,400
-32% -$50.3K
SWN
1862
DELISTED
Southwestern Energy Company
SWN
$77.7K ﹤0.01%
12,052
+858
+8% +$5.47K
HIVE
1863
HIVE Digital Technologies
HIVE
$760M
$76.9K ﹤0.01%
24,971
+2,755
+12% +$11.7K
HUT
1864
Hut 8
HUT
$11.4B
$76.5K ﹤0.01%
7,847
+595
+8% +$8.45K
UEC icon
1865
Uranium Energy
UEC
$4.67B
$76.5K ﹤0.01%
14,845
+860
+6% +$3.5K
GTN icon
1866
Gray Television
GTN
$430M
$76K ﹤0.01%
+10,977
New +$90.4K
GPGI
1867
GPGI Inc
GPGI
$4.23B
$74.3K ﹤0.01%
+13,877
New +$77.4K
QS icon
1868
QuantumScape Corp
QS
$3.18B
$73.7K ﹤0.01%
+11,023
New +$89.7K
HL icon
1869
Hecla Mining
HL
$9.76B
$71.8K ﹤0.01%
18,375
-896
-5% -$4.29K
BDN
1870
Brandywine Realty Trust
BDN
$521M
$66.8K ﹤0.01%
14,707
+5
+0% +$24
PMM
1871
Franklin Managed Municipal Income Trust
PMM
$271M
$65.3K ﹤0.01%
11,935
– –
CAN
1872
Canaan Creative
CAN
$178M
$65K ﹤0.01%
35,701
+5,421
+18% +$12.8K
SDIG
1873
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$63.5K ﹤0.01%
14,608
+3,044
+26% +$19.4K
CIM
1874
Chimera Investment
CIM
$1.06B
$62.5K ﹤0.01%
3,817
-3,405
-47% -$59.8K
HAPN
1875
Happen Inc
HAPN
$2.19B
$62.4K ﹤0.01%
10,222
-25,944
-72% -$202K
73 74
75
76 77

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.