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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNOP icon
1826
KNOT Offshore Partners
KNOP
$352M
$127K ﹤0.01%
18,615
-2,061
-10% -$11.6K
BDJ icon
1827
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$127K ﹤0.01%
16,624
+1,959
+13% +$15.7K
CRK icon
1828
Comstock Resources
CRK
$3.64B
$124K ﹤0.01%
11,282
+409
+4% +$4.82K
MBC icon
1829
MasterBrand
MBC
$1.15B
$122K ﹤0.01%
10,034
+33
+0.3% +$405
QVCGA
1830
DELISTED
QVC Group Inc Series A
QVCGA
$119K ﹤0.01%
3,940
+36
+0.9% +$1.52K
CMPS
1831
Compass Pathways
CMPS
$1.46B
$106K ﹤0.01%
+14,332
New +$127K
AWF
1832
AllianceBernstein Global High Income Fund
AWF
$871M
$106K ﹤0.01%
10,905
-4,853
-31% -$47.9K
ATOM icon
1833
Atomera
ATOM
$187M
$106K ﹤0.01%
16,859
+3,263
+24% +$23.3K
VLY icon
1834
Valley National Bancorp
VLY
$8.01B
$104K ﹤0.01%
12,092
+258
+2% +$2.34K
ETJ
1835
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$102K ﹤0.01%
13,335
– –
IPWR icon
1836
Ideal Power
IPWR
$61.7M
$102K ﹤0.01%
10,530
– –
LUNA
1837
DELISTED
Luna Innovations Incorporated
LUNA
$102K ﹤0.01%
+17,360
New +$131K
NUV icon
1838
Nuveen Municipal Value Fund
NUV
$1.91B
$101K ﹤0.01%
12,192
+207
+2% +$1.76K
WEAT icon
1839
Teucrium Wheat Fund
WEAT
$294M
$99.9K ﹤0.01%
+3,586
New +$113K
AEG icon
1840
Aegon
AEG
$13.6B
$99.5K ﹤0.01%
20,737
– –
LCID icon
1841
Lucid Motors
LCID
$3.08B
$98.3K ﹤0.01%
1,759
+88
+5% +$5.7K
NU icon
1842
Nu Holdings
NU
$70.9B
$96.2K ﹤0.01%
13,268
+1,299
+11% +$9.72K
JPS
1843
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$94.8K ﹤0.01%
15,373
-482
-3% -$3.06K
GUT
1844
Gabelli Utility Trust
GUT
$573M
$93.2K ﹤0.01%
18,045
+97
+0.5% +$641
BITQ icon
1845
Bitwise Crypto Industry Innovators ETF
BITQ
$383M
$91.1K ﹤0.01%
13,592
+1,660
+14% +$13.8K
BTCY
1846
DELISTED
Biotricity, Inc. Common Stock
BTCY
$89.2K ﹤0.01%
41,684
+1
+0% +$2
CLM icon
1847
Cornerstone Strategic Value Fund
CLM
$2.2B
$89.2K ﹤0.01%
+11,252
New +$92.7K
XPON icon
1848
Expion360
XPON
$3.42M
$88.2K ﹤0.01%
+18
New +$105K
CYA
1849
DELISTED
Simplify Tail Risk Strategy ETF
CYA
$88K ﹤0.01%
830
-35,106
-98% -$3.73M
WT icon
1850
WisdomTree
WT
$2.97B
$87.9K ﹤0.01%
12,555
-74,222
-86% -$519K
72 73
74
75 76

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.