We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$1.22B
Cap. Flow
+$498M
Cap. Flow %
3.6%
Top 10 Hldgs %
18.59%
Holding
1,952
New
213
Increased
855
Reduced
700
Closed
140

Top Buys

Rank Stock Value
1
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$64.7M
2
VTV icon
Vanguard Value ETF
VTV
+$42.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.8M
5
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$28.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$69.2M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$58.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$50.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$49.8M
5
VUG icon
Vanguard Growth ETF
VUG
+$35.1M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Financials 5.37%
3 Healthcare 4%
4 Energy 3.71%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSL icon
1826
Carlisle Companies
CSL
$14.1B
– –
-3,373
Closed -$946K
DPZ icon
1827
Domino's
DPZ
$11.6B
– –
-1,407
Closed -$436K
DRH icon
1828
Diamondrock Hospitality Co
DRH
$2.67B
– –
-67,414
Closed -$506K
DV icon
1829
DoubleVerify
DV
$1.73B
– –
-22,548
Closed -$617K
EFT
1830
Eaton Vance Floating-Rate Income Trust
EFT
$284M
– –
-10,395
Closed -$118K
ELVN icon
1831
Enliven Therapeutics
ELVN
$3.84B
– –
-2,500
Closed -$23K
ENTG icon
1832
Entegris
ENTG
$18B
– –
-3,352
Closed -$278K
EVT icon
1833
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
– –
-32,334
Closed -$703K
EWBC icon
1834
East-West Bancorp
EWBC
$18B
– –
-8,785
Closed -$590K
FAB icon
1835
First Trust Multi Cap Value AlphaDEX Fund
FAB
$166M
– –
-147,764
Closed -$8.99M
FDM icon
1836
First Trust Dow Jones Select MicroCap Index Fund
FDM
$265M
– –
-181,110
Closed -$9.05M
FDUS icon
1837
Fidus Investment
FDUS
$766M
– –
-27,023
Closed -$464K
FNDA icon
1838
Schwab Fundamental US Small Company Index ETF
FNDA
$9.24B
– –
-13,332
Closed -$283K
FNY icon
1839
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$581M
– –
-7,800
Closed -$417K
FOXA icon
1840
Fox Class A
FOXA
$24.2B
– –
-6,777
Closed -$208K
FPXI icon
1841
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
– –
-26,652
Closed -$951K
FUMB icon
1842
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
– –
-11,483
Closed -$228K
FYC icon
1843
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
– –
-8,049
Closed -$434K
FYX icon
1844
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
– –
-4,574
Closed -$333K
GDYN icon
1845
Grid Dynamics Holdings
GDYN
$513M
– –
-30,184
Closed -$565K
GEM icon
1846
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
– –
-60,537
Closed -$1.56M
GGN
1847
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
– –
-11,054
Closed -$36K
GMS
1848
DELISTED
GMS Inc
GMS
– –
-12,518
Closed -$501K
GNRC icon
1849
Generac Holdings
GNRC
$11.5B
– –
-7,180
Closed -$1.28M
GTLB icon
1850
GitLab
GTLB
$5.57B
– –
-10,448
Closed -$535K
72 73
74
75 76

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, AE Wealth Management held 1,952 positions worth $13.8B, up 9.7% from $12.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $498M of net new capital in Q4 2022, opening 213 new positions and adding to 855 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $69.2M trimmed.

  • AE Wealth Management's largest Q4 2022 buy was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.
  • AE Wealth Management added most to iShares Core MSCI International Developed Markets ETF in Q4 2022, an estimated $64.7M increase.
  • AE Wealth Management's biggest Q4 2022 reduction was Vanguard S&P 500 ETF, cutting an estimated $69.2M.
  • AE Wealth Management fully exited First Trust Dow Jones Select MicroCap Index Fund in Q4 2022, selling an estimated $9.05M.
  • AE Wealth Management's ten largest holdings make up 19% of its $13.8B portfolio in Q4 2022.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2022.
  • AE Wealth Management's portfolio value rose 9.7% quarter-over-quarter to $13.8B.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.