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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXL icon
1826
MaxLinear
MXL
$5.88B
– –
-14,157
Closed -$481K
NHI icon
1827
National Health Investors
NHI
$3.84B
– –
-4,795
Closed -$291K
NREF
1828
NexPoint Real Estate Finance
NREF
$318M
– –
-17,398
Closed -$353K
NUAG icon
1829
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.3M
– –
-16,371
Closed -$352K
NVST icon
1830
Envista
NVST
$4.34B
– –
-7,579
Closed -$292K
OC icon
1831
Owens Corning
OC
$11.6B
– –
-7,116
Closed -$529K
OCSL icon
1832
Oaktree Specialty Lending
OCSL
$1.04B
– –
-29,737
Closed -$584K
OGN icon
1833
Organon & Co
OGN
$3.56B
– –
-8,525
Closed -$288K
OILK icon
1834
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$205M
– –
-12,234
Closed -$662K
OMF icon
1835
OneMain Financial
OMF
$7.08B
– –
-6,150
Closed -$230K
ORC
1836
Orchid Island Capital
ORC
$1.3B
– –
-4,319
Closed -$62K
PAAS icon
1837
Pan American Silver
PAAS
$18.6B
– –
-13,158
Closed -$259K
PENN icon
1838
PENN Entertainment
PENN
$2.83B
– –
-18,837
Closed -$573K
PEY icon
1839
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
– –
-89,328
Closed -$1.84M
PFFA icon
1840
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
– –
-11,961
Closed -$252K
PLAY icon
1841
Dave & Buster's
PLAY
$363M
– –
-35,258
Closed -$1.16M
PNTG icon
1842
Pennant Group
PNTG
$1.44B
– –
-11,264
Closed -$144K
PPA icon
1843
Invesco Aerospace & Defense ETF
PPA
$8.37B
– –
-5,312
Closed -$372K
PSK icon
1844
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
– –
-8,095
Closed -$290K
PTBD icon
1845
Pacer Trendpilot US Bond ETF
PTBD
$85.1M
– –
-23,917
Closed -$514K
PTLC icon
1846
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
– –
-48,246
Closed -$1.81M
PVL
1847
Permianville Royalty Trust
PVL
$56.1M
– –
-93,618
Closed -$312K
RCS
1848
PIMCO Strategic Income Fund
RCS
$243M
– –
-10,624
Closed -$55K
RISR icon
1849
FolioBeyond Alternative Income and Interest Rate Hedge ETF
RISR
$297M
– –
-62,356
Closed -$2.02M
RVP icon
1850
Retractable Technologies
RVP
$20.1M
– –
-33,778
Closed -$129K
72 73
74
75 76

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.