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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIM
1801
Eaton Vance Municipal Bond Fund
EIM
$493M
$178K ﹤0.01%
19,879
– –
JPC icon
1802
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$177K ﹤0.01%
27,891
-16,953
-38% -$109K
PRPL icon
1803
Purple Innovation
PRPL
$35.7M
$171K ﹤0.01%
4,000
-1
-0% -$62
JWN
1804
DELISTED
Nordstrom
JWN
$168K ﹤0.01%
+11,276
New +$207K
BBVA icon
1805
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$165K ﹤0.01%
20,484
-72,433
-78% -$563K
CHPT icon
1806
ChargePoint
CHPT
$138M
$159K ﹤0.01%
1,595
+15
+0.9% +$2.18K
PRCH icon
1807
Porch Group
PRCH
$1.38B
$157K ﹤0.01%
+195,444
New +$205K
OSBC icon
1808
Old Second Bancorp
OSBC
$1.3B
$156K ﹤0.01%
11,460
+27
+0.2% +$394
FULT icon
1809
Fulton Financial
FULT
$4.73B
$156K ﹤0.01%
+12,851
New +$168K
PK icon
1810
Park Hotels & Resorts
PK
$3.06B
$154K ﹤0.01%
+12,470
New +$161K
NEOV icon
1811
NeoVolta
NEOV
$110M
$152K ﹤0.01%
61,197
– –
VIA
1812
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$146K ﹤0.01%
+19,919
New +$164K
EVV
1813
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$146K ﹤0.01%
16,161
-4,063
-20% -$37.8K
GAB icon
1814
Gabelli Equity Trust
GAB
$1.76B
$145K ﹤0.01%
28,279
+5,802
+26% +$31.9K
PGF icon
1815
Invesco Financial Preferred ETF
PGF
$676M
$145K ﹤0.01%
10,301
-2,045
-17% -$29.1K
DMA
1816
Destra Multi-Alternative Fund
DMA
$68M
$144K ﹤0.01%
24,144
+3,189
+15% +$17.5K
RIG icon
1817
Transocean
RIG
$5.52B
$142K ﹤0.01%
17,289
+3,532
+26% +$28.9K
ETV
1818
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$142K ﹤0.01%
11,824
-2,911
-20% -$37.2K
SAN icon
1819
Banco Santander
SAN
$200B
$141K ﹤0.01%
37,488
+4,216
+13% +$16K
HYT icon
1820
BlackRock Corporate High Yield Fund
HYT
$1.36B
$139K ﹤0.01%
16,154
+1,125
+7% +$10.1K
MAC icon
1821
Macerich
MAC
$7.52B
$139K ﹤0.01%
12,770
+794
+7% +$9.47K
FTF
1822
Franklin Limited Duration Income Trust
FTF
$233M
$133K ﹤0.01%
21,819
+1,700
+8% +$10.6K
PMT
1823
PennyMac Mortgage Investment
PMT
$854M
$131K ﹤0.01%
10,565
-24,848
-70% -$325K
NVG icon
1824
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$131K ﹤0.01%
12,678
-643
-5% -$7.25K
HBI
1825
DELISTED
Hanesbrands
HBI
$129K ﹤0.01%
32,452
-260
-0.8% -$1.26K
71 72
73
74 75

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.