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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTWG icon
1776
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$263K ﹤0.01%
1,461
+20
+1% +$3.28K
VFC icon
1777
VF Corp
VFC
$7.16B
$262K ﹤0.01%
15,078
-4,080
-21% -$70K
BRSP
1778
BrightSpire Capital
BRSP
$683M
$261K ﹤0.01%
34,472
+72
+0.2% +$470
DRIV icon
1779
Global X Autonomous & Electric Vehicles ETF
DRIV
$370M
$261K ﹤0.01%
11,371
-546
-5% -$12.5K
UFOX
1780
Defiance Space and Connective Tech ETF
UFOX
$825M
$261K ﹤0.01%
+7,014
New +$227K
JPEM icon
1781
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$384M
$259K ﹤0.01%
4,938
-4,668
-49% -$234K
WH icon
1782
Wyndham Hotels & Resorts
WH
$5.62B
$259K ﹤0.01%
+3,244
New +$244K
VLTO icon
1783
Veralto
VLTO
$24.2B
$258K ﹤0.01%
+3,345
New +$250K
RY icon
1784
Royal Bank of Canada
RY
$295B
$257K ﹤0.01%
+2,596
New +$229K
CCJ icon
1785
Cameco
CCJ
$37.9B
$256K ﹤0.01%
+5,512
New +$231K
SUSA icon
1786
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$255K ﹤0.01%
2,498
-21,016
-89% -$1.96M
EMLP icon
1787
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$255K ﹤0.01%
9,299
-2,076
-18% -$55.9K
GBF icon
1788
iShares Government/Credit Bond ETF
GBF
$133M
$253K ﹤0.01%
2,435
-6,425
-73% -$650K
TTC icon
1789
Toro Company
TTC
$9.08B
$253K ﹤0.01%
2,693
-5,090
-65% -$436K
CNK icon
1790
Cinemark Holdings
CNK
$4.09B
$252K ﹤0.01%
17,680
-2,162
-11% -$33.6K
CWT icon
1791
California Water Service
CWT
$3.14B
$251K ﹤0.01%
5,538
+111
+2% +$5.58K
PTY icon
1792
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$250K ﹤0.01%
18,144
-457
-2% -$6K
BSM icon
1793
Black Stone Minerals
BSM
$3.14B
$250K ﹤0.01%
+15,083
New +$260K
KIE icon
1794
State Street SPDR S&P Insurance ETF
KIE
$671M
$250K ﹤0.01%
5,252
-13,014
-71% -$572K
COLB icon
1795
Columbia Banking Systems
COLB
$8.84B
$250K ﹤0.01%
+12,230
New +$272K
TAN icon
1796
Invesco Solar ETF
TAN
$1.41B
$249K ﹤0.01%
5,774
+1,895
+49% +$88.7K
XRT icon
1797
State Street SPDR S&P Retail ETF
XRT
$458M
$249K ﹤0.01%
3,565
+141
+4% +$8.97K
KEEL
1798
Keel Infrastructure Corp
KEEL
$2.25B
$249K ﹤0.01%
106,973
+33,745
+46% +$54.2K
HYLB icon
1799
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$248K ﹤0.01%
6,971
-1,224
-15% -$41.9K
GNTX icon
1800
Gentex
GNTX
$5.12B
$248K ﹤0.01%
7,314
+364
+5% +$11.2K
70 71
72
73 74

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.