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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
1751
First Trust Utilities AlphaDEX Fund
FXU
$836M
$219K ﹤0.01%
+7,681
New +$240K
GDOC icon
1752
Goldman Sachs Future Health Care Equity ETF
GDOC
$18.1M
$219K ﹤0.01%
7,225
-3,717
-34% -$120K
USEP icon
1753
Innovator US Equity Ultra Buffer ETF September
USEP
$148M
$219K ﹤0.01%
7,485
-528
-7% -$15.6K
ZM icon
1754
Zoom
ZM
$26.8B
$219K ﹤0.01%
+3,127
New +$217K
LW icon
1755
Lamb Weston
LW
$7.51B
$218K ﹤0.01%
2,359
-2,870
-55% -$291K
ACM icon
1756
Aecom
ACM
$9.57B
$218K ﹤0.01%
2,624
+242
+10% +$20.9K
ROCK icon
1757
Gibraltar Industries
ROCK
$1.39B
$218K ﹤0.01%
+3,224
New +$221K
AFCG
1758
AFC Gamma
AFCG
$60.7M
$217K ﹤0.01%
26,957
+3,403
+14% +$30.2K
FXO icon
1759
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$216K ﹤0.01%
+5,718
New +$226K
YETI icon
1760
Yeti Holdings
YETI
$3.93B
$216K ﹤0.01%
+4,481
New +$199K
BJAN icon
1761
Innovator US Equity Buffer ETF January
BJAN
$343M
$215K ﹤0.01%
+5,862
New +$222K
BRSP
1762
BrightSpire Capital
BRSP
$683M
$215K ﹤0.01%
34,400
+13,587
+65% +$93K
SCCO icon
1763
Southern Copper
SCCO
$140B
$215K ﹤0.01%
+3,078
New +$225K
BELFB
1764
Bel Fuse Inc Class B
BELFB
$3.57B
$212K ﹤0.01%
+4,446
New +$229K
ATKR icon
1765
Atkore
ATKR
$2.62B
$211K ﹤0.01%
1,417
-346
-20% -$52.2K
SSRM icon
1766
SSR Mining
SSRM
$5.27B
$211K ﹤0.01%
15,881
-93
-0.6% -$1.35K
TBLA icon
1767
Taboola.com
TBLA
$1.37B
$210K ﹤0.01%
55,526
-10,339
-16% -$36.4K
LII icon
1768
Lennox International
LII
$18.9B
$209K ﹤0.01%
+558
New +$201K
XRT icon
1769
State Street SPDR S&P Retail ETF
XRT
$458M
$208K ﹤0.01%
3,424
+92
+3% +$5.9K
HACK icon
1770
Amplify Cybersecurity ETF
HACK
$2.65B
$208K ﹤0.01%
+4,022
New +$206K
BXMT icon
1771
Blackstone Mortgage Trust
BXMT
$2.81B
$207K ﹤0.01%
+9,535
New +$211K
MTD icon
1772
Mettler-Toledo International
MTD
$28.1B
$207K ﹤0.01%
187
+22
+13% +$27K
BOCT icon
1773
Innovator US Equity Buffer ETF October
BOCT
$284M
$207K ﹤0.01%
+5,823
New +$213K
OGS icon
1774
ONE Gas
OGS
$5.06B
$205K ﹤0.01%
+2,996
New +$226K
BBJP icon
1775
JPMorgan BetaBuilders Japan ETF
BBJP
$17.1B
$205K ﹤0.01%
4,072
-1,064
-21% -$54.7K
69 70
71
72 73

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.