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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFXF icon
1726
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$230K ﹤0.01%
13,709
-320,485
-96% -$5.52M
SXI icon
1727
Standex International
SXI
$3.56B
$230K ﹤0.01%
+1,579
New +$235K
JNPR
1728
DELISTED
Juniper Networks
JNPR
$230K ﹤0.01%
+8,262
New +$238K
CC icon
1729
Chemours
CC
$2.57B
$229K ﹤0.01%
8,174
-809
-9% -$27.8K
JOJO icon
1730
ATAC Credit Rotation ETF
JOJO
$4.98M
$229K ﹤0.01%
+16,522
New +$241K
LDSF icon
1731
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$229K ﹤0.01%
12,489
-49,019
-80% -$905K
NJR icon
1732
New Jersey Resources
NJR
$6.04B
$228K ﹤0.01%
5,610
-9,976
-64% -$437K
UVV icon
1733
Universal Corp
UVV
$1.36B
$227K ﹤0.01%
4,809
-1,537
-24% -$74.2K
NZF icon
1734
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$227K ﹤0.01%
21,744
-8,031
-27% -$90.9K
GNTX icon
1735
Gentex
GNTX
$5.12B
$226K ﹤0.01%
6,950
-190
-3% -$6.09K
TWO
1736
Two Harbors Investment
TWO
$1.27B
$225K ﹤0.01%
17,020
+1,113
+7% +$14.9K
FLEX icon
1737
Flex
FLEX
$41.5B
$225K ﹤0.01%
11,069
-139
-1% -$2.82K
FYX icon
1738
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
$225K ﹤0.01%
2,789
-12
-0.4% -$1.01K
ILCG icon
1739
iShares Morningstar Growth ETF
ILCG
$3.06B
$225K ﹤0.01%
3,770
-144,427
-97% -$8.98M
BOH icon
1740
Bank of Hawaii
BOH
$3.17B
$225K ﹤0.01%
+4,521
New +$232K
PHO icon
1741
Invesco Water Resources ETF
PHO
$2.05B
$223K ﹤0.01%
4,200
-2,104
-33% -$118K
LSTR icon
1742
Landstar System
LSTR
$6.29B
$223K ﹤0.01%
+1,260
New +$242K
EXEL icon
1743
Exelixis
EXEL
$14.2B
$223K ﹤0.01%
10,185
-593
-6% -$12.4K
FLBL icon
1744
Franklin Senior Loan ETF
FLBL
$852M
$222K ﹤0.01%
+9,237
New +$222K
CPAY icon
1745
Corpay
CPAY
$25.1B
$222K ﹤0.01%
869
-79
-8% -$20.7K
VMI icon
1746
Valmont Industries
VMI
$9.33B
$221K ﹤0.01%
+920
New +$237K
CBSH icon
1747
Commerce Bancshares
CBSH
$8.64B
$221K ﹤0.01%
+5,324
New +$230K
NVR icon
1748
NVR
NVR
$17.3B
$221K ﹤0.01%
37
+2
+6% +$12.4K
FNDE icon
1749
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.51B
$220K ﹤0.01%
8,379
-36,106
-81% -$970K
WTAI icon
1750
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$557M
$220K ﹤0.01%
12,612
-59,294
-82% -$1.1M
68 69
70
71 72

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.