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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.85B
AUM Growth
-$10.7B
Cap. Flow
-$11.3B
Cap. Flow %
-128.03%
Top 10 Hldgs %
18.38%
Holding
2,078
New
38
Increased
114
Reduced
982
Closed
936

Top Buys

Rank Stock Value
1
APRW icon
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
+$51.5M
2
FEBW icon
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
+$50M
3
MART icon
AllianzIM U.S. Equity Buffer10 Mar ETF
MART
+$49.6M
4
PMAR icon
Innovator US Equity Power Buffer ETF March
PMAR
+$44.1M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$39.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$334M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$301M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
4
MSFT icon
Microsoft
MSFT
+$246M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$216M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 7.09%
3 Consumer Discretionary 4.93%
4 Healthcare 4.29%
5 Communication Services 3.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
1701
NIO
NIO
$12.2B
– –
-47,857
Closed -$294K
NLY icon
1702
Annaly Capital Management
NLY
$17.1B
– –
-152,932
Closed -$3M
NOK icon
1703
Nokia
NOK
$51B
– –
-25,664
Closed -$98K
NOV icon
1704
NOV
NOV
$6.93B
– –
-161,488
Closed -$3.39M
NRO
1705
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
– –
-18,194
Closed -$57.8K
NSA
1706
DELISTED
National Storage Affiliates Trust
NSA
– –
-9,864
Closed -$381K
NSIT icon
1707
Insight Enterprises
NSIT
$3.89B
– –
-1,161
Closed -$215K
NTNX icon
1708
Nutanix
NTNX
$16B
– –
-10,777
Closed -$593K
NTR icon
1709
Nutrien
NTR
$33.2B
– –
-5,816
Closed -$296K
NU icon
1710
Nu Holdings
NU
$69.2B
– –
-28,925
Closed -$275K
NUV icon
1711
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-18,450
Closed -$159K
NVDY icon
1712
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.34B
– –
-14,471
Closed -$354K
NVEE
1713
DELISTED
NV5 Global
NVEE
– –
-33,888
Closed -$911K
NVT icon
1714
nVent Electric
NVT
$24.9B
– –
-9,027
Closed -$531K
NVTS icon
1715
Navitas Semiconductor
NVTS
$2.84B
– –
-53,642
Closed -$333K
NWBI icon
1716
Northwest Bancshares
NWBI
$2.3B
– –
-38,690
Closed -$502K
NXST icon
1717
Nexstar Media Group
NXST
$5.82B
– –
-2,769
Closed -$500K
NYC
1718
American Strategic Investment Co
NYC
$28.5M
– –
-10,368
Closed -$80.1K
NZF icon
1719
Nuveen Municipal Credit Income Fund
NZF
$2.4B
– –
-32,592
Closed -$378K
OBDC icon
1720
Blue Owl Capital
OBDC
$5.34B
– –
-66,637
Closed -$1.01M
OEC icon
1721
Orion
OEC
$381M
– –
-69,027
Closed -$1.55M
OHI icon
1722
Omega Healthcare
OHI
$15.1B
– –
-76,947
Closed -$2.23M
OIA icon
1723
Invesco Municipal Income Opportunities Trust
OIA
$289M
– –
-10,151
Closed -$63.1K
OIH icon
1724
VanEck Oil Services ETF
OIH
$2.06B
– –
-1,035
Closed -$317K
OIS icon
1725
Oil States International
OIS
$489M
– –
-157,354
Closed -$1.02M
67 68
69
70 71

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2024 Portfolio in Review

As of Q1 2024, AE Wealth Management held 2,078 positions worth $8.85B, down 55% from $19.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $11.3B in Q1 2024, closing 936 positions and reducing 982 holdings. Its most notable exit was Dimensional US Sustainability Core 1 ETF, an estimated $197M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, AE Wealth Management opened a new position in AllianzIM U.S. Equity Buffer20 Apr ETF worth $52.1M.

  • AE Wealth Management's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Apr ETF: 1,720,647 shares worth $52.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Feb ETF in Q1 2024, an estimated $50M increase.
  • AE Wealth Management's biggest Q1 2024 reduction was Apple, cutting an estimated $334M.
  • AE Wealth Management fully exited Dimensional US Sustainability Core 1 ETF in Q1 2024, selling an estimated $197M.
  • AE Wealth Management's ten largest holdings make up 18% of its $8.85B portfolio in Q1 2024.
  • AE Wealth Management opened 38 new positions and closed 936 in Q1 2024.
  • AE Wealth Management's portfolio value fell 55% quarter-over-quarter to $8.85B.

Based on AE Wealth Management's 13F filing for Q1 2024, filed 15 May 2024.