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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Columbus McKinnon
CMCO
$553M
| $299K | ﹤0.01% |
+7,844
| New | +$275K |
|
1702
Pinterest
PINS
$13.4B
| $298K | ﹤0.01% |
7,909
-4,176
| -35% | -$131K |
|
1703
Allison Transmission
ALSN
$9.5B
| $298K | ﹤0.01% |
+4,943
| New | +$276K |
|
1704
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
| $296K | ﹤0.01% |
15,834
+4,835
| +44% | +$86.7K |
|
1705
Crocs
CROX
$6.36B
| $296K | ﹤0.01% |
2,877
-1,313
| -31% | -$121K |
|
1706
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
| $296K | ﹤0.01% |
15,303
-2,148
| -12% | -$40.7K |
|
1707
Nutrien
NTR
$33.2B
| $296K | ﹤0.01% |
5,816
+736
| +14% | +$41.6K |
|
1708
FMC
FMC
$1.34B
| $295K | ﹤0.01% |
5,058
+928
| +22% | +$53.8K |
|
1709
Global X SuperIncome Preferred ETF
SPFF
$140M
| $295K | ﹤0.01% |
31,332
-1,592
| -5% | -$13.8K |
|
1710
Amplify Cybersecurity ETF
HACK
$2.68B
| $295K | ﹤0.01% |
4,648
+626
| +16% | +$34.4K |
|
1711
NIO
NIO
$12.2B
| $294K | ﹤0.01% |
47,857
-21,455
| -31% | -$170K |
|
1712
ManpowerGroup
MAN
$2.44B
| $294K | ﹤0.01% |
3,819
-35,628
| -90% | -$2.65M |
|
1713
Thor Industries
THO
$3.9B
| $293K | ﹤0.01% |
+2,581
| New | +$258K |
|
1714
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$31M
| $293K | ﹤0.01% |
13,656
-664
| -5% | -$13.9K |
|
1715
Applied Optoelectronics
AAOI
$7.57B
| $293K | ﹤0.01% |
+19,551
| New | +$256K |
|
|
BXMX
1716
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $292K | ﹤0.01% |
22,590
-775
| -3% | -$9.69K |
|
1717
Carter's
CRI
$1.42B
| $292K | ﹤0.01% |
+3,827
| New | +$266K |
|
1718
Tenet Healthcare
THC
$20.5B
| $292K | ﹤0.01% |
3,523
-25,579
| -88% | -$1.62M |
|
1719
Blackstone Mortgage Trust
BXMT
$2.45B
| $291K | ﹤0.01% |
13,835
+4,300
| +45% | +$92.7K |
|
1720
First Hawaiian
FHB
$3.38B
| $291K | ﹤0.01% |
+13,067
| New | +$255K |
|
1721
Franklin Senior Loan ETF
FLBL
$853M
| $290K | ﹤0.01% |
11,920
+2,683
| +29% | +$64.5K |
|
1722
Coca-Cola Consolidated
COKE
$12.5B
| $289K | ﹤0.01% |
3,430
-1,590
| -32% | -$115K |
|
1723
Universal Corp
UVV
$1.31B
| $289K | ﹤0.01% |
4,943
+134
| +3% | +$7.18K |
|
1724
MKS Inc
MKSI
$20.1B
| $288K | ﹤0.01% |
+2,619
| New | +$213K |
|
1725
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $288K | ﹤0.01% |
3,227
+438
| +16% | +$36K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.