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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSI icon
1676
Invesco Semiconductors ETF
PSI
$2.1B
$256K ﹤0.01%
+5,986
New +$269K
TPLC icon
1677
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$309M
$256K ﹤0.01%
7,423
+1,525
+26% +$54.8K
FRT icon
1678
Federal Realty Investment Trust
FRT
$10.8B
$256K ﹤0.01%
2,820
-870
-24% -$85.7K
NFLT icon
1679
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$447M
$256K ﹤0.01%
11,862
-5,394
-31% -$118K
DKS icon
1680
Dick's Sporting Goods
DKS
$18.9B
$255K ﹤0.01%
2,352
+340
+17% +$43K
PBW icon
1681
Invesco WilderHill Clean Energy ETF
PBW
$389M
$254K ﹤0.01%
8,082
+423
+6% +$16K
FFIN icon
1682
First Financial Bankshares
FFIN
$5.03B
$254K ﹤0.01%
+10,108
New +$293K
COOP
1683
DELISTED
Mr. Cooper
COOP
$254K ﹤0.01%
4,739
+103
+2% +$5.66K
ISCG icon
1684
iShares Morningstar Small-Cap Growth ETF
ISCG
$968M
$253K ﹤0.01%
+6,536
New +$269K
DMAY icon
1685
FT Vest US Equity Deep Buffer ETF May
DMAY
$371M
$253K ﹤0.01%
7,461
– –
SFLR icon
1686
Innovator Equity Managed Floor ETF
SFLR
$2.09B
$252K ﹤0.01%
+9,845
New +$259K
SITE icon
1687
SiteOne Landscape Supply
SITE
$4.12B
$250K ﹤0.01%
1,532
+127
+9% +$20.7K
NXST icon
1688
Nexstar Media Group
NXST
$6B
$250K ﹤0.01%
1,743
-112
-6% -$18.2K
BST icon
1689
BlackRock Science and Technology Trust
BST
$1.53B
$249K ﹤0.01%
+7,940
New +$264K
TD icon
1690
Toronto Dominion Bank
TD
$196B
$249K ﹤0.01%
4,137
-4,992
-55% -$311K
MAV
1691
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$249K ﹤0.01%
+37,045
New +$281K
IAPR icon
1692
Innovator International Developed Power Buffer ETF April
IAPR
$197M
$249K ﹤0.01%
+10,309
New +$255K
TMFC icon
1693
Motley Fool 100 Index ETF
TMFC
$2B
$249K ﹤0.01%
6,325
-194
-3% -$7.92K
IVOG icon
1694
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
$248K ﹤0.01%
+2,745
New +$258K
PML
1695
PIMCO Municipal Income Fund II
PML
$487M
$245K ﹤0.01%
31,898
-16,230
-34% -$142K
BOXX icon
1696
Alpha Architect 1-3 Month Box ETF
BOXX
$13.1B
$245K ﹤0.01%
+2,364
New +$244K
SPLK
1697
DELISTED
Splunk Inc
SPLK
$245K ﹤0.01%
+1,674
New +$190K
TITN icon
1698
Titan Machinery
TITN
$434M
$244K ﹤0.01%
9,171
-2,290
-20% -$67.5K
CRSP icon
1699
CRISPR Therapeutics
CRSP
$4.63B
$244K ﹤0.01%
5,367
-1,784
-25% -$92.1K
TBLL icon
1700
Invesco Short Term Treasury ETF
TBLL
$2.61B
$243K ﹤0.01%
+2,307
New +$243K
66 67
68
69 70

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.