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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.6B
AUM Growth
+$112M
Cap. Flow
+$730M
Cap. Flow %
5.79%
Top 10 Hldgs %
20.11%
Holding
1,920
New
206
Increased
846
Reduced
653
Closed
180

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$498M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$48.1M
3
BILL icon
BILL Holdings
BILL
+$41.5M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$39.8M
5
JULW icon
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
+$30.8M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$69.1M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$52M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$31.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$30.5M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$30.2M

Sector Composition

Rank Sector Weight
1 Technology 7.71%
2 Financials 4.92%
3 Healthcare 3.63%
4 Consumer Discretionary 3.35%
5 Energy 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYB
1676
DELISTED
New America High Income Fund, Inc.
HYB
$68K ﹤0.01%
10,399
+220
+2% +$1.58K
FTHM icon
1677
Fathom Holdings
FTHM
$28.5M
$66K ﹤0.01%
12,472
– –
BRMK
1678
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$65K ﹤0.01%
12,762
+360
+3% +$2.41K
PHK
1679
PIMCO High Income Fund
PHK
$861M
$62K ﹤0.01%
13,251
-465
-3% -$2.38K
BDTX icon
1680
Black Diamond Therapeutics
BDTX
$101M
$61K ﹤0.01%
35,957
-428
-1% -$1.32K
WPRT
1681
Westport Fuel Systems
WPRT
$32.9M
$61K ﹤0.01%
6,942
-84
-1% -$930
OIA icon
1682
Invesco Municipal Income Opportunities Trust
OIA
$293M
$59K ﹤0.01%
10,151
– –
BBVA icon
1683
Banco Bilbao Vizcaya Argentaria
BBVA
$147B
$58K ﹤0.01%
13,089
-2,322
-15% -$10.5K
HUT
1684
Hut 8
HUT
$11.4B
$57K ﹤0.01%
6,361
+217
+4% +$2.26K
OXLC
1685
Oxford Lane Capital
OXLC
$854M
$56K ﹤0.01%
+2,156
New +$64.9K
FCEL icon
1686
FuelCell Energy
FCEL
$1.57B
$51K ﹤0.01%
494
-25
-5% -$2.99K
LOGC
1687
DELISTED
ContextLogic
LOGC
$51K ﹤0.01%
2,337
– –
EQX icon
1688
Equinox Gold
EQX
$7.22B
$49K ﹤0.01%
+13,293
New +$51.7K
DNA icon
1689
Ginkgo Bioworks
DNA
$503M
$48K ﹤0.01%
+386
New +$46K
VXRT
1690
DELISTED
Vaxart
VXRT
$48K ﹤0.01%
22,082
+235
+1% +$810
WKHS icon
1691
Workhorse Group
WKHS
$32.4M
$48K ﹤0.01%
6
– –
UEC icon
1692
Uranium Energy
UEC
$4.67B
$47K ﹤0.01%
+13,559
New +$51.8K
ENZ
1693
DELISTED
Enzo Biochem, Inc.
ENZ
$45K ﹤0.01%
20,000
– –
EGIO
1694
DELISTED
Edgio, Inc. Common Stock
EGIO
$44K ﹤0.01%
395
– –
BNGO icon
1695
Bionano Genomics
BNGO
$12.5M
$41K ﹤0.01%
37
-3
-8% -$3.96K
CRON
1696
Cronos Group
CRON
$1.06B
$40K ﹤0.01%
14,032
+360
+3% +$1.11K
GOEV
1697
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$39K ﹤0.01%
45
+20
+80% +$29.2K
KEEL
1698
Keel Infrastructure Corp
KEEL
$2.25B
$38K ﹤0.01%
36,220
+6,416
+22% +$8.77K
GGN
1699
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
$36K ﹤0.01%
11,054
-1,232
-10% -$4.21K
AKTS
1700
DELISTED
Akoustis Technologies Inc
AKTS
$36K ﹤0.01%
12,075
– –
66 67
68
69 70

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SA
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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, AE Wealth Management held 1,920 positions worth $12.6B, up 0.89% from $12.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $730M of net new capital in Q3 2022, opening 206 new positions and adding to 846 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $69.1M trimmed.

  • AE Wealth Management's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 979,813 shares worth $48.1M.
  • AE Wealth Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2022, an estimated $498M increase.
  • AE Wealth Management's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $69.1M.
  • AE Wealth Management fully exited WisdomTree U.S. Corporate Bond Fund in Q3 2022, selling an estimated $28M.
  • AE Wealth Management's ten largest holdings make up 20% of its $12.6B portfolio in Q3 2022.
  • AE Wealth Management opened 206 new positions and closed 180 in Q3 2022.
  • AE Wealth Management's portfolio value rose 0.89% quarter-over-quarter to $12.6B.

Based on AE Wealth Management's 13F filing for Q3 2022, filed 25 Oct 2022.