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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPX icon
1676
Louisiana-Pacific
LPX
$5.19B
– –
-7,423
Closed -$448K
LW icon
1677
Lamb Weston
LW
$7.3B
– –
-3,884
Closed -$313K
LYV icon
1678
Live Nation Entertainment
LYV
$41.7B
– –
-4,078
Closed -$357K
MBIO icon
1679
Mustang Bio
MBIO
$4.24M
– –
-19
Closed -$47K
META icon
1680
PUT
Meta Platforms (Facebook)
META
$1.51T
– –
-500
Closed -$1K
MKSI icon
1681
MKS Inc
MKSI
$21.3B
– –
-3,583
Closed -$638K
MKTX icon
1682
MarketAxess Holdings
MKTX
$4.19B
– –
-10,525
Closed -$4.88M
MSFT icon
1683
CALL
Microsoft
MSFT
$2.89T
– –
-200
Closed -$1K
MTGP icon
1684
WisdomTree Mortgage Plus Bond Fund
MTGP
$70.1M
– –
-22,782
Closed -$1.16M
NICE icon
1685
Nice
NICE
$5.57B
– –
-4,148
Closed -$1.03M
OSK icon
1686
Oshkosh
OSK
$9.66B
– –
-6,960
Closed -$867K
PBI icon
1687
Pitney Bowes
PBI
$2.46B
– –
-314,452
Closed -$2.76M
PLL
1688
DELISTED
Piedmont Lithium
PLL
– –
-2,647
Closed -$207K
PLUG icon
1689
CALL
Plug Power
PLUG
$2.87B
– –
-200
Closed -$2K
PULS icon
1690
PGIM Ultra Short Bond ETF
PULS
$17.7B
– –
-7,557
Closed -$376K
QABA icon
1691
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.3M
– –
-10,718
Closed -$592K
QQQ icon
1692
CALL
Invesco QQQ Trust
QQQ
$449B
– –
-1,300
Closed -$16K
QS icon
1693
QuantumScape Corp
QS
$3.19B
– –
-7,416
Closed -$217K
SAM icon
1694
Boston Beer
SAM
$1.91B
– –
-321
Closed -$328K
SITM icon
1695
SiTime
SITM
$15.7B
– –
-4,877
Closed -$617K
SLAB icon
1696
Silicon Laboratories
SLAB
$7.17B
– –
-4,613
Closed -$707K
SNBR
1697
DELISTED
Sleep Number
SNBR
– –
-5,718
Closed -$629K
SPHQ icon
1698
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
– –
-152,880
Closed -$7.43M
SRVR icon
1699
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
– –
-20,406
Closed -$823K
STOT icon
1700
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$500M
– –
-17,544
Closed -$873K
66 67
68
69 70

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.