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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXTR icon
1651
Extreme Networks
EXTR
$3.96B
$271K ﹤0.01%
11,192
-4,211
-27% -$114K
IBMM
1652
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$270K ﹤0.01%
+10,502
New +$270K
RPV icon
1653
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
$270K ﹤0.01%
3,666
-45,971
-93% -$3.56M
QQQX icon
1654
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.42B
$270K ﹤0.01%
+11,998
New +$283K
UDEC
1655
Innovator US Equity Ultra Buffer ETF December
UDEC
$248M
$270K ﹤0.01%
9,176
-12,051
-57% -$365K
NTAP icon
1656
NetApp
NTAP
$34.8B
$269K ﹤0.01%
+3,547
New +$274K
GLTR icon
1657
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.48B
$269K ﹤0.01%
3,194
+460
+17% +$40.4K
ARES icon
1658
Ares Management
ARES
$28.2B
$269K ﹤0.01%
2,613
+53
+2% +$5.36K
BF.A icon
1659
Brown-Forman Class A
BF.A
$13.8B
$268K ﹤0.01%
4,619
-35
-0.8% -$2.38K
VST icon
1660
Vistra
VST
$48.8B
$268K ﹤0.01%
+8,070
New +$242K
BBWI icon
1661
Bath & Body Works
BBWI
$4.02B
$267K ﹤0.01%
7,914
-135
-2% -$4.9K
PARA
1662
DELISTED
Paramount Global Class B
PARA
$267K ﹤0.01%
20,713
-28,510
-58% -$422K
LSCC icon
1663
Lattice Semiconductor
LSCC
$16.7B
$266K ﹤0.01%
3,098
+881
+40% +$79.5K
TDG icon
1664
TransDigm Group
TDG
$71.8B
$266K ﹤0.01%
315
+35
+13% +$30.7K
KJAN icon
1665
Innovator US Small Cap Power Buffer ETF January
KJAN
$323M
$265K ﹤0.01%
8,630
-775
-8% -$24.8K
WDC icon
1666
Western Digital
WDC
$169B
$265K ﹤0.01%
7,683
-42
-0.5% -$1.32K
YYY icon
1667
Amplify CEF High Income ETF
YYY
$722M
$264K ﹤0.01%
23,728
-13,958
-37% -$163K
VIST icon
1668
Vista Energy
VIST
$7.37B
$263K ﹤0.01%
8,659
-6,932
-44% -$181K
WAT icon
1669
Waters Corp
WAT
$37.4B
$262K ﹤0.01%
957
+12
+1% +$3.32K
HWM icon
1670
Howmet Aerospace
HWM
$112B
$262K ﹤0.01%
+5,672
New +$276K
YALL icon
1671
Truth Social God Bless America ETF
YALL
$87.9M
$261K ﹤0.01%
+9,914
New +$272K
IDU icon
1672
iShares US Utilities ETF
IDU
$1.38B
$258K ﹤0.01%
3,510
+80
+2% +$6.42K
CSW
1673
CSW Industrials
CSW
$4.5B
$258K ﹤0.01%
+1,473
New +$261K
CWT icon
1674
California Water Service
CWT
$3.09B
$257K ﹤0.01%
5,427
+166
+3% +$8.4K
RSPH icon
1675
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$776M
$256K ﹤0.01%
+9,351
New +$272K
65 66
67
68 69

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.