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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKR icon
1626
Timken Company
TKR
$9.15B
$290K ﹤0.01%
+3,940
New +$320K
SPFF icon
1627
Global X SuperIncome Preferred ETF
SPFF
$139M
$289K ﹤0.01%
32,924
+64
+0.2% +$570
WLK icon
1628
Westlake Corp
WLK
$9.24B
$289K ﹤0.01%
2,316
-891
-28% -$114K
CRUS icon
1629
Cirrus Logic
CRUS
$6.71B
$288K ﹤0.01%
3,895
+1,395
+56% +$109K
REG icon
1630
Regency Centers
REG
$14.8B
$287K ﹤0.01%
+4,832
New +$305K
SACH
1631
Sachem Capital Corp
SACH
$38.8M
$287K ﹤0.01%
81,240
+7,065
+10% +$25.2K
EPR icon
1632
EPR Properties
EPR
$4.89B
$286K ﹤0.01%
+6,896
New +$304K
THQ
1633
abrdn Healthcare Opportunities Fund
THQ
$790M
$285K ﹤0.01%
16,756
-1,098
-6% -$20.4K
ERIE icon
1634
Erie Indemnity
ERIE
$12.9B
$284K ﹤0.01%
+968
New +$250K
BRX icon
1635
Brixmor Property Group
BRX
$9.72B
$283K ﹤0.01%
+13,624
New +$302K
GMAR icon
1636
FT Vest US Equity Moderate Buffer ETF March
GMAR
$395M
$282K ﹤0.01%
8,891
– –
PNR icon
1637
Pentair
PNR
$10.8B
$281K ﹤0.01%
4,337
+378
+10% +$25.4K
DRIV icon
1638
Global X Autonomous & Electric Vehicles ETF
DRIV
$361M
$280K ﹤0.01%
11,917
+307
+3% +$7.77K
QAI icon
1639
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$280K ﹤0.01%
9,318
-832
-8% -$25.1K
CLMT icon
1640
Calumet Specialty Products
CLMT
$3.67B
$279K ﹤0.01%
+14,622
New +$253K
DIVO icon
1641
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.48B
$279K ﹤0.01%
8,031
-4,455
-36% -$160K
FNV icon
1642
Franco-Nevada
FNV
$40.6B
$279K ﹤0.01%
2,089
+20
+1% +$2.83K
ACVF icon
1643
American Conservative Values ETF
ACVF
$149M
$278K ﹤0.01%
+8,418
New +$288K
FNDA icon
1644
Schwab Fundamental US Small Company Index ETF
FNDA
$9.12B
$278K ﹤0.01%
11,470
+3,400
+42% +$86.7K
HYLB icon
1645
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.5B
$278K ﹤0.01%
8,195
-1,349
-14% -$46.3K
PTH icon
1646
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$216M
$277K ﹤0.01%
8,259
+33
+0.4% +$1.22K
BXP icon
1647
Boston Properties
BXP
$11.8B
$277K ﹤0.01%
+4,656
New +$298K
FMC icon
1648
FMC
FMC
$1.31B
$277K ﹤0.01%
4,130
+223
+6% +$19.3K
RYLD icon
1649
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$276K ﹤0.01%
+16,176
New +$287K
WSM icon
1650
Williams-Sonoma
WSM
$27.4B
$275K ﹤0.01%
+3,542
New +$244K
64 65
66
67 68

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.