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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$1.22B
Cap. Flow
+$498M
Cap. Flow %
3.6%
Top 10 Hldgs %
18.59%
Holding
1,952
New
213
Increased
855
Reduced
700
Closed
140

Top Buys

Rank Stock Value
1
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$64.7M
2
VTV icon
Vanguard Value ETF
VTV
+$42.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.8M
5
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$28.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$69.2M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$58.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$50.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$49.8M
5
VUG icon
Vanguard Growth ETF
VUG
+$35.1M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Financials 5.37%
3 Healthcare 4%
4 Energy 3.71%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIGI icon
1601
Vanguard International Dividend Appreciation ETF
VIGI
$9.04B
$239K ﹤0.01%
+3,426
New +$231K
EMN icon
1602
Eastman Chemical
EMN
$7.79B
$239K ﹤0.01%
2,929
-1,796
-38% -$145K
DRIV icon
1603
Global X Autonomous & Electric Vehicles ETF
DRIV
$370M
$238K ﹤0.01%
11,999
-8,926
-43% -$191K
GDV icon
1604
Gabelli Dividend & Income Trust
GDV
$2.62B
$237K ﹤0.01%
+11,497
New +$236K
BIIB icon
1605
Biogen
BIIB
$30.4B
$236K ﹤0.01%
854
-20,042
-96% -$5.66M
MCHI icon
1606
iShares MSCI China ETF
MCHI
$6.16B
$236K ﹤0.01%
4,978
-1,577
-24% -$68.4K
EVV
1607
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$236K ﹤0.01%
25,164
-2,825
-10% -$27.3K
BOH icon
1608
Bank of Hawaii
BOH
$3.17B
$235K ﹤0.01%
3,033
+16
+0.5% +$1.24K
OMF icon
1609
OneMain Financial
OMF
$7.19B
$235K ﹤0.01%
+7,063
New +$250K
DIVO icon
1610
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.55B
$235K ﹤0.01%
6,543
-870
-12% -$30.7K
OXLC
1611
Oxford Lane Capital
OXLC
$854M
$235K ﹤0.01%
9,255
+7,099
+329% +$183K
SACH
1612
Sachem Capital Corp
SACH
$38.8M
$234K ﹤0.01%
70,885
-44,320
-38% -$160K
AA icon
1613
Alcoa
AA
$11.7B
$234K ﹤0.01%
+5,139
New +$224K
JBL icon
1614
Jabil
JBL
$31.7B
$233K ﹤0.01%
+3,416
New +$226K
RMM
1615
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$233K ﹤0.01%
16,164
+175
+1% +$2.55K
CG icon
1616
Carlyle Group
CG
$16.7B
$232K ﹤0.01%
+7,773
New +$222K
XSVM icon
1617
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$684M
$231K ﹤0.01%
+5,058
New +$235K
DOC
1618
DELISTED
PHYSICIANS REALTY TRUST
DOC
$230K ﹤0.01%
15,923
-18,384
-54% -$267K
AG icon
1619
First Majestic Silver
AG
$7.75B
$229K ﹤0.01%
27,507
+3,152
+13% +$27.5K
SSRM icon
1620
SSR Mining
SSRM
$5.27B
$229K ﹤0.01%
+14,609
New +$214K
AY
1621
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$228K ﹤0.01%
8,809
-3,035
-26% -$82K
OEF icon
1622
iShares S&P 100 ETF
OEF
$19.8B
$228K ﹤0.01%
1,337
-1,272
-49% -$220K
WDC icon
1623
Western Digital
WDC
$160B
$228K ﹤0.01%
9,551
-2,152
-18% -$56.8K
NAD icon
1624
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$227K ﹤0.01%
19,274
+6,914
+56% +$77.7K
RS icon
1625
Reliance Steel & Aluminium
RS
$21.2B
$227K ﹤0.01%
+1,123
New +$224K
63 64
65
66 67

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, AE Wealth Management held 1,952 positions worth $13.8B, up 9.7% from $12.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $498M of net new capital in Q4 2022, opening 213 new positions and adding to 855 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $69.2M trimmed.

  • AE Wealth Management's largest Q4 2022 buy was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.
  • AE Wealth Management added most to iShares Core MSCI International Developed Markets ETF in Q4 2022, an estimated $64.7M increase.
  • AE Wealth Management's biggest Q4 2022 reduction was Vanguard S&P 500 ETF, cutting an estimated $69.2M.
  • AE Wealth Management fully exited First Trust Dow Jones Select MicroCap Index Fund in Q4 2022, selling an estimated $9.05M.
  • AE Wealth Management's ten largest holdings make up 19% of its $13.8B portfolio in Q4 2022.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2022.
  • AE Wealth Management's portfolio value rose 9.7% quarter-over-quarter to $13.8B.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.