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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$540M
AUM Growth
+$293M
Cap. Flow
+$280M
Cap. Flow %
51.89%
Top 10 Hldgs %
43.82%
Holding
278
New
89
Increased
165
Reduced
16
Closed
7

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$53.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.9M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.5M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$11.1M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.36M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$1.32M
3
PBI icon
Pitney Bowes
PBI
+$781K
4
FTR
Frontier Communications Corp.
FTR
+$668K
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$342K

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.69%
2 Energy 3.47%
3 Healthcare 3.36%
4 Communication Services 3.3%
5 Technology 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLS
126
DELISTED
Staples Inc
SPLS
$868K 0.16%
98,996
+18,737
+23% +$169K
TROW icon
127
T. Rowe Price
TROW
$25B
$863K 0.16%
12,661
+2,492
+25% +$177K
XLK icon
128
State Street Technology Select Sector SPDR ETF
XLK
$115B
$852K 0.16%
31,950
+22,084
+224% +$569K
CL icon
129
Colgate-Palmolive
CL
$72.6B
$849K 0.16%
11,599
+5,476
+89% +$383K
RTN
130
DELISTED
Raytheon Company
RTN
$846K 0.16%
+5,547
New +$835K
GLD icon
131
SPDR Gold Trust
GLD
$131B
$834K 0.15%
7,023
+3,395
+94% +$395K
VIG icon
132
Vanguard Dividend Appreciation ETF
VIG
$111B
$821K 0.15%
9,132
+3,364
+58% +$298K
JPM icon
133
JPMorgan Chase
JPM
$939B
$817K 0.15%
9,304
+5,625
+153% +$496K
GSK icon
134
GSK
GSK
$103B
$809K 0.15%
15,350
+3,810
+33% +$193K
HON icon
135
Honeywell
HON
$77.1B
$794K 0.15%
7,043
+641
+10% +$70.8K
SFM icon
136
Sprouts Farmers Market
SFM
$7.04B
$767K 0.14%
33,166
+12,917
+64% +$253K
PFF icon
137
iShares Preferred and Income Securities ETF
PFF
$13.2B
$758K 0.14%
19,597
+2,137
+12% +$81.7K
MINT icon
138
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$755K 0.14%
+7,432
New +$754K
NVS icon
139
Novartis
NVS
$295B
$755K 0.14%
11,352
+5,014
+79% +$334K
LAMR icon
140
Lamar Advertising Co
LAMR
$16.2B
$750K 0.14%
+10,037
New +$753K
ORLY icon
141
O'Reilly Automotive
ORLY
$72.4B
$742K 0.14%
41,250
+17,130
+71% +$309K
XLF icon
142
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$728K 0.13%
30,696
+10,604
+53% +$254K
EMLC icon
143
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
$711K 0.13%
19,204
+13,397
+231% +$485K
IFLN
144
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$689K 0.13%
+36,605
New +$689K
FTSL icon
145
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$688K 0.13%
+14,215
New +$690K
ACWV icon
146
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$682K 0.13%
+8,836
New +$666K
IJH icon
147
iShares Core S&P Mid-Cap ETF
IJH
$123B
$673K 0.12%
+19,650
New +$669K
VDE icon
148
Vanguard Energy ETF
VDE
$10.1B
$657K 0.12%
6,797
+846
+14% +$84.6K
DIA icon
149
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$650K 0.12%
3,148
+1,420
+82% +$290K
AZN icon
150
AstraZeneca
AZN
$263B
$641K 0.12%
10,300
+5,510
+115% +$321K
4 5
6
7 8

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q1 2017 Portfolio in Review

As of Q1 2017, AE Wealth Management held 278 positions worth $540M, up 119% from $247M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

AE Wealth Management deployed $280M of net new capital in Q1 2017, opening 89 new positions and adding to 165 existing holdings. Its largest new stake was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 3.7% of assets, down from 4.7% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.36M trimmed.

  • AE Wealth Management's largest Q1 2017 buy was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $53.9M increase.
  • AE Wealth Management's biggest Q1 2017 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.36M.
  • AE Wealth Management fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2017, selling an estimated $1.32M.
  • AE Wealth Management's ten largest holdings make up 44% of its $540M portfolio in Q1 2017.
  • AE Wealth Management opened 89 new positions and closed 7 in Q1 2017.
  • AE Wealth Management's portfolio value rose 119% quarter-over-quarter to $540M.

Based on AE Wealth Management's 13F filing for Q1 2017, filed 11 May 2017.