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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.85B
AUM Growth
-$10.7B
Cap. Flow
-$11.3B
Cap. Flow %
-128.03%
Top 10 Hldgs %
18.38%
Holding
2,078
New
38
Increased
114
Reduced
982
Closed
936

Top Buys

Rank Stock Value
1
APRW icon
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
+$51.5M
2
FEBW icon
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
+$50M
3
MART icon
AllianzIM U.S. Equity Buffer10 Mar ETF
MART
+$49.6M
4
PMAR icon
Innovator US Equity Power Buffer ETF March
PMAR
+$44.1M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$39.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$334M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$301M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$285M
4
MSFT icon
Microsoft
MSFT
+$246M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$216M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 7.09%
3 Consumer Discretionary 4.93%
4 Healthcare 4.29%
5 Communication Services 3.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTF
1451
Franklin Limited Duration Income Trust
FTF
$231M
– –
-21,819
Closed -$137K
FTHM icon
1452
Fathom Holdings
FTHM
$26.4M
– –
-12,472
Closed -$34.2K
FTI icon
1453
TechnipFMC
FTI
$28.6B
– –
-73,742
Closed -$1.52M
FTNT icon
1454
Fortinet
FTNT
$112B
– –
-278,279
Closed -$18.4M
FTSL icon
1455
First Trust Senior Loan Fund ETF
FTSL
$2.32B
– –
-62,520
Closed -$2.87M
FTV icon
1456
Fortive
FTV
$18B
– –
-5,446
Closed -$304K
FULT icon
1457
Fulton Financial
FULT
$4.68B
– –
-43,397
Closed -$710K
FUMB icon
1458
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
– –
-17,496
Closed -$351K
FXD icon
1459
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-16,846
Closed -$981K
FXG icon
1460
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-5,239
Closed -$325K
FXO icon
1461
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-7,388
Closed -$328K
FXR icon
1462
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
– –
-16,368
Closed -$1.06M
FXU icon
1463
First Trust Utilities AlphaDEX Fund
FXU
$826M
– –
-6,829
Closed -$206K
FYX icon
1464
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
– –
-3,227
Closed -$288K
GAB icon
1465
Gabelli Equity Trust
GAB
$1.73B
– –
-16,708
Closed -$85.4K
GAIN icon
1466
Gladstone Investment Corp
GAIN
$642M
– –
-10,172
Closed -$147K
GALT icon
1467
Galectin Therapeutics
GALT
$230M
– –
-26,841
Closed -$46.4K
GAPR icon
1468
FT Vest US Equity Moderate Buffer ETF April
GAPR
$288M
– –
-25,581
Closed -$847K
GBCI icon
1469
Glacier Bancorp
GBCI
$6.36B
– –
-9,915
Closed -$416K
GBDC icon
1470
Golub Capital BDC
GBDC
$3.33B
– –
-49,019
Closed -$765K
GBF icon
1471
iShares Government/Credit Bond ETF
GBF
$133M
– –
-2,435
Closed -$253K
GCOW icon
1472
Pacer Global Cash Cows Dividend ETF
GCOW
$3.43B
– –
-56,758
Closed -$1.92M
GDEC icon
1473
FT Vest US Equity Moderate Buffer ETF December
GDEC
$435M
– –
-108,938
Closed -$3.34M
GGB icon
1474
Gerdau
GGB
$9.54B
– –
-19,598
Closed -$72.5K
GH icon
1475
Guardant Health
GH
$19.1B
– –
-16,690
Closed -$386K
57 58
59
60 61

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2024 Portfolio in Review

As of Q1 2024, AE Wealth Management held 2,078 positions worth $8.85B, down 55% from $19.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $11.3B in Q1 2024, closing 936 positions and reducing 982 holdings. Its most notable exit was Dimensional US Sustainability Core 1 ETF, an estimated $197M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, AE Wealth Management opened a new position in AllianzIM U.S. Equity Buffer20 Apr ETF worth $52.1M.

  • AE Wealth Management's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Apr ETF: 1,720,647 shares worth $52.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Feb ETF in Q1 2024, an estimated $50M increase.
  • AE Wealth Management's biggest Q1 2024 reduction was Apple, cutting an estimated $334M.
  • AE Wealth Management fully exited Dimensional US Sustainability Core 1 ETF in Q1 2024, selling an estimated $197M.
  • AE Wealth Management's ten largest holdings make up 18% of its $8.85B portfolio in Q1 2024.
  • AE Wealth Management opened 38 new positions and closed 936 in Q1 2024.
  • AE Wealth Management's portfolio value fell 55% quarter-over-quarter to $8.85B.

Based on AE Wealth Management's 13F filing for Q1 2024, filed 15 May 2024.