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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHK
1426
PIMCO High Income Fund
PHK
$861M
$153K ﹤0.01%
22,722
+8,744
+63% +$55.1K
EAD
1427
Allspring Income Opportunities Fund
EAD
$373M
$149K ﹤0.01%
+17,639
New +$146K
OSBC icon
1428
Old Second Bancorp
OSBC
$1.28B
$147K ﹤0.01%
11,144
+8
+0.1% +$94
CIM
1429
Chimera Investment
CIM
$1.06B
$145K ﹤0.01%
3,795
+67
+2% +$2.29K
VVR icon
1430
Invesco Senior Income Trust
VVR
$454M
$143K ﹤0.01%
34,101
+1,629
+5% +$6.76K
UNH icon
1431
PUT
UnitedHealth
UNH
$389B
$140K ﹤0.01%
+9,000
New +$3.12M
GSP
1432
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$134K ﹤0.01%
+10,333
New +$131K
CRON
1433
Cronos Group
CRON
$1.06B
$128K ﹤0.01%
13,528
-952
-7% -$10.1K
PMM
1434
Franklin Managed Municipal Income Trust
PMM
$271M
$124K ﹤0.01%
15,230
+1,800
+13% +$14.6K
PSLV icon
1435
Sprott Physical Silver Trust
PSLV
$11.7B
$119K ﹤0.01%
+13,555
New +$128K
BGR icon
1436
BlackRock Energy and Resources Trust
BGR
$406M
$115K ﹤0.01%
+12,951
New +$108K
APTS
1437
DELISTED
Preferred Apartment Communities, Inc.
APTS
$107K ﹤0.01%
10,894
-5,393
-33% -$45.9K
NOK icon
1438
Nokia
NOK
$49.9B
$102K ﹤0.01%
25,739
+6,026
+31% +$25.1K
AEG icon
1439
Aegon
AEG
$13.6B
$96K ﹤0.01%
22,100
+9
+0% +$38
LEO
1440
BNY Mellon Strategic Municipals
LEO
$386M
$86K ﹤0.01%
10,043
-1,991
-17% -$16.9K
VATE icon
1441
INNOVATE Corp
VATE
$106M
$86K ﹤0.01%
2,193
+109
+5% +$4.05K
RCS
1442
PIMCO Strategic Income Fund
RCS
$243M
$85K ﹤0.01%
11,575
– –
WMC
1443
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$83K ﹤0.01%
2,598
+1,012
+64% +$32K
TRST
1444
Trustco Bank Corp NY
TRST
$984M
$82K ﹤0.01%
+2,221
New +$78.3K
HL icon
1445
Hecla Mining
HL
$9.76B
$79K ﹤0.01%
13,920
+71
+0.5% +$433
AMRN
1446
Amarin Corp
AMRN
$293M
$74K ﹤0.01%
599
-5
-0.8% -$672
ENZ
1447
DELISTED
Enzo Biochem, Inc.
ENZ
$69K ﹤0.01%
20,000
– –
FAX
1448
abrdn Asia-Pacific Income Fund
FAX
$595M
$68K ﹤0.01%
2,775
-57
-2% -$1.49K
ALSK
1449
DELISTED
Alaska Communications Systems
ALSK
$65K ﹤0.01%
20,000
– –
OXSQ icon
1450
Oxford Square Capital
OXSQ
$147M
$49K ﹤0.01%
+10,520
New +$40.9K
56 57
58
59 60

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.