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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBDC icon
1401
Golub Capital BDC
GBDC
$3.38B
$203K ﹤0.01%
13,900
+1,261
+10% +$18.5K
IYLD icon
1402
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$203K ﹤0.01%
8,660
-5,174
-37% -$122K
VOOV icon
1403
Vanguard S&P 500 Value ETF
VOOV
$6.67B
$203K ﹤0.01%
1,486
-2,698
-64% -$351K
BJUN icon
1404
Innovator US Equity Buffer ETF June
BJUN
$313M
$201K ﹤0.01%
6,275
-3,815
-38% -$120K
JPI
1405
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$201K ﹤0.01%
+8,025
New +$195K
TOL icon
1406
Toll Brothers
TOL
$14.5B
$201K ﹤0.01%
+3,537
New +$185K
MFIC icon
1407
MidCap Financial Investment
MFIC
$811M
$197K ﹤0.01%
14,342
-1,581
-10% -$20.9K
CX icon
1408
Cemex
CX
$17.3B
$190K ﹤0.01%
27,190
-1,554
-5% -$10K
WHF icon
1409
WhiteHorse Finance
WHF
$139M
$190K ﹤0.01%
12,500
– –
SPY icon
1410
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$185K ﹤0.01%
29,800
+2,000
+7% +$771K
APHA
1411
DELISTED
Aphria Inc. Common Shares
APHA
$185K ﹤0.01%
+10,076
New +$163K
BNGO icon
1412
Bionano Genomics
BNGO
$12.5M
$184K ﹤0.01%
+38
New +$214K
SDIV icon
1413
Global X SuperDividend ETF
SDIV
$1.22B
$184K ﹤0.01%
4,423
+725
+20% +$29.3K
BRSP
1414
BrightSpire Capital
BRSP
$683M
$181K ﹤0.01%
21,208
-11,118
-34% -$94.5K
LTHM
1415
DELISTED
Livent Corporation
LTHM
$181K ﹤0.01%
+10,437
New +$205K
SSL icon
1416
Sasol
SSL
$7.03B
$180K ﹤0.01%
12,446
-1,800
-13% -$23K
ETW
1417
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$179K ﹤0.01%
17,385
+3,739
+27% +$36.9K
CXW icon
1418
CoreCivic
CXW
$3.03B
$178K ﹤0.01%
19,666
-33,366
-63% -$257K
CXP
1419
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$178K ﹤0.01%
10,398
+9
+0.1% +$133
ADMA icon
1420
ADMA Biologics
ADMA
$2.04B
$176K ﹤0.01%
100,000
-10,500
-10% -$24K
WKHS icon
1421
Workhorse Group
WKHS
$32.4M
$174K ﹤0.01%
4
-2
-33% -$144K
TCPC icon
1422
BlackRock TCP Capital
TCPC
$274M
$171K ﹤0.01%
12,392
+826
+7% +$10.5K
LAC
1423
DELISTED
Lithium Americas Corp. Common Shares
LAC
$166K ﹤0.01%
+10,350
New +$193K
CVM icon
1424
CEL-SCI Corp
CVM
$21M
$162K ﹤0.01%
+356
New +$194K
JQC icon
1425
Nuveen Credit Strategies Income Fund
JQC
$702M
$159K ﹤0.01%
24,403
+2,200
+10% +$14.1K
55 56
57
58 59

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.