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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
1376
Campbell Soup
CPB
$6.8B
$217K ﹤0.01%
4,319
-2,077
-32% -$98.9K
LNG icon
1377
Cheniere Energy
LNG
$52.8B
$217K ﹤0.01%
+3,010
New +$206K
SAIC icon
1378
Saic
SAIC
$5.14B
$217K ﹤0.01%
2,599
-899
-26% -$84.4K
VGR
1379
DELISTED
Vector Group Ltd.
VGR
$217K ﹤0.01%
21,947
+3,324
+18% +$31.5K
TGIF
1380
DELISTED
SoFi Weekly Income ETF
TGIF
$217K ﹤0.01%
+2,064
New +$215K
GOF icon
1381
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$215K ﹤0.01%
+10,239
New +$211K
NVG icon
1382
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$215K ﹤0.01%
12,740
+620
+5% +$10.3K
DDEC icon
1383
FT Vest US Equity Deep Buffer ETF December
DDEC
$427M
$214K ﹤0.01%
+6,877
New +$211K
UNM icon
1384
Unum
UNM
$14B
$214K ﹤0.01%
+7,675
New +$199K
SBNY
1385
DELISTED
Signature Bank
SBNY
$214K ﹤0.01%
+946
New +$186K
GH icon
1386
Guardant Health
GH
$19B
$213K ﹤0.01%
+1,395
New +$211K
IBOC icon
1387
International Bancshares
IBOC
$4.83B
$213K ﹤0.01%
+4,586
New +$201K
KBE icon
1388
State Street SPDR S&P Bank ETF
KBE
$1.66B
$213K ﹤0.01%
+4,107
New +$200K
WPM icon
1389
Wheaton Precious Metals
WPM
$49.8B
$213K ﹤0.01%
+5,566
New +$221K
KRE icon
1390
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$212K ﹤0.01%
+3,199
New +$200K
SIG icon
1391
Signet Jewelers
SIG
$3.81B
$212K ﹤0.01%
+3,649
New +$171K
GNRC icon
1392
Generac Holdings
GNRC
$11.5B
$211K ﹤0.01%
+645
New +$190K
PHO icon
1393
Invesco Water Resources ETF
PHO
$2.05B
$208K ﹤0.01%
4,205
-43,402
-91% -$2.1M
AGZD icon
1394
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$131M
$207K ﹤0.01%
+8,826
New +$208K
FOXA icon
1395
Fox Class A
FOXA
$24.2B
$207K ﹤0.01%
+5,731
New +$201K
NVAX icon
1396
Novavax
NVAX
$1.21B
$207K ﹤0.01%
1,142
-5,535
-83% -$1.1M
PAPR icon
1397
Innovator US Equity Power Buffer ETF April
PAPR
$949M
$207K ﹤0.01%
+7,521
New +$206K
RSPS icon
1398
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$254M
$206K ﹤0.01%
+6,540
New +$198K
VTHR icon
1399
Vanguard Russell 3000 ETF
VTHR
$4.64B
$206K ﹤0.01%
1,112
-427
-28% -$77.2K
DOOR
1400
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$206K ﹤0.01%
+1,790
New +$194K
54 55
56
57 58

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.