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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXTG icon
1351
First Trust Indxx NextG ETF
NXTG
$533M
$231K ﹤0.01%
+3,158
New +$229K
SCHC icon
1352
Schwab International Small-Cap Equity ETF
SCHC
$5.35B
$231K ﹤0.01%
5,867
-282
-5% -$11K
SOXL icon
1353
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$16B
$231K ﹤0.01%
+6,040
New +$226K
XT icon
1354
iShares Future Exponential Technologies ETF
XT
$3.77B
$231K ﹤0.01%
3,903
-1,438
-27% -$85.5K
LPX icon
1355
Louisiana-Pacific
LPX
$5.35B
$230K ﹤0.01%
+4,141
New +$188K
MFC icon
1356
Manulife Financial
MFC
$74.2B
$230K ﹤0.01%
10,719
+692
+7% +$13.8K
RBLX icon
1357
Roblox
RBLX
$35.4B
$230K ﹤0.01%
+3,549
New +$247K
TDS icon
1358
Telephone and Data Systems
TDS
$3.87B
$230K ﹤0.01%
+10,000
New +$204K
HASI icon
1359
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
$229K ﹤0.01%
4,074
+105
+3% +$6.32K
KLAC icon
1360
KLA
KLAC
$249B
$229K ﹤0.01%
6,920
-1,730
-20% -$52.1K
NEWT icon
1361
NewtekOne
NEWT
$425M
$228K ﹤0.01%
+8,553
New +$195K
ADSK icon
1362
Autodesk
ADSK
$50.1B
$227K ﹤0.01%
818
+12
+1% +$3.46K
CRUS icon
1363
Cirrus Logic
CRUS
$6.87B
$226K ﹤0.01%
2,661
-1,673
-39% -$145K
DGX icon
1364
Quest Diagnostics
DGX
$26B
$226K ﹤0.01%
1,758
-109
-6% -$13.4K
XOP icon
1365
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$226K ﹤0.01%
+2,781
New +$212K
FBND icon
1366
Fidelity Total Bond ETF
FBND
$27.2B
$224K ﹤0.01%
4,271
-6,989
-62% -$372K
HTD
1367
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
$224K ﹤0.01%
+9,523
New +$205K
SIVB
1368
DELISTED
SVB Financial Group
SIVB
$224K ﹤0.01%
+453
New +$223K
RGR icon
1369
Sturm, Ruger & Co
RGR
$611M
$223K ﹤0.01%
3,379
+98
+3% +$6.75K
MP icon
1370
MP Materials
MP
$7.35B
$222K ﹤0.01%
+6,183
New +$229K
VAR
1371
DELISTED
Varian Medical Systems, Inc.
VAR
$221K ﹤0.01%
1,253
+14
+1% +$2.46K
AA icon
1372
Alcoa
AA
$11.7B
$219K ﹤0.01%
+6,753
New +$171K
HAIL icon
1373
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.8M
$219K ﹤0.01%
+3,581
New +$227K
JRI icon
1374
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$219K ﹤0.01%
+14,849
New +$209K
AEL
1375
DELISTED
American Equity Investment Life Holding Company
AEL
$218K ﹤0.01%
+6,925
New +$206K
53 54
55
56 57

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
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NAM
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AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.