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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISMD icon
1326
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$627K ﹤0.01%
18,500
-522
-3% -$16.2K
MAYW icon
1327
AllianzIM U.S. Equity Buffer20 May ETF
MAYW
$444M
$627K ﹤0.01%
22,853
-762,641
-97% -$20M
X
1328
DELISTED
US Steel
X
$627K ﹤0.01%
12,970
-1,229
-9% -$44.7K
VEGI icon
1329
iShares MSCI Agriculture Producers ETF
VEGI
$153M
$624K ﹤0.01%
+17,273
New +$640K
EQR icon
1330
Equity Residential
EQR
$25.8B
$623K ﹤0.01%
10,528
-6,833
-39% -$395K
BSCQ icon
1331
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$620K ﹤0.01%
32,200
-5,692
-15% -$108K
VIS icon
1332
Vanguard Industrials ETF
VIS
$7.94B
$619K ﹤0.01%
2,831
+232
+9% +$46.8K
KBWD icon
1333
Invesco KBW High Dividend Yield Financial ETF
KBWD
$413M
$618K ﹤0.01%
38,883
-65,293
-63% -$961K
LIT icon
1334
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$617K ﹤0.01%
14,198
-5,135
-27% -$255K
SGOL icon
1335
abrdn Physical Gold Shares ETF
SGOL
$6.9B
$616K ﹤0.01%
31,878
+128
+0.4% +$2.42K
XPH icon
1336
State Street SPDR S&P Pharmaceuticals ETF
XPH
$481M
$615K ﹤0.01%
14,546
+2,288
+19% +$86.7K
WEX icon
1337
WEX
WEX
$6.42B
$615K ﹤0.01%
+2,967
New +$538K
WTM icon
1338
White Mountains Insurance
WTM
$5.33B
$612K ﹤0.01%
383
+8
+2% +$11.9K
MKL icon
1339
Markel Group
MKL
$25.2B
$609K ﹤0.01%
+413
New +$586K
FLO icon
1340
Flowers Foods
FLO
$1.58B
$608K ﹤0.01%
26,646
+175
+0.7% +$3.77K
EVG
1341
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$606K ﹤0.01%
57,600
+3,097
+6% +$31.4K
PPLT
1342
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
$604K ﹤0.01%
+71,660
New +$604K
UHAL icon
1343
U-Haul Holding Co
UHAL
$14B
$600K ﹤0.01%
8,951
+143
+2% +$8.11K
RBA icon
1344
RB Global
RBA
$21.5B
$599K ﹤0.01%
9,615
+3,731
+63% +$240K
SR icon
1345
Spire
SR
$4.79B
$598K ﹤0.01%
10,287
-38
-0.4% -$2.27K
APP icon
1346
Applovin
APP
$134B
$596K ﹤0.01%
13,455
+1,461
+12% +$57.3K
FNGA
1347
DELISTED
MicroSectors FANG+ Index 3X Leveraged ETNs due January 8, 2038
FNGA
$596K ﹤0.01%
+2,210
New +$410K
CHTR icon
1348
Charter Communications
CHTR
$17.3B
$594K ﹤0.01%
1,576
-869
-36% -$354K
NTNX icon
1349
Nutanix
NTNX
$16.1B
$593K ﹤0.01%
10,777
-4,095
-28% -$166K
EXP icon
1350
Eagle Materials
EXP
$6.49B
$593K ﹤0.01%
2,748
-2,607
-49% -$458K
52 53
54
55 56

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.