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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VICR icon
1326
Vicor
VICR
$8.8B
$248K ﹤0.01%
+2,915
New +$274K
EMHY icon
1327
iShares JPMorgan EM High Yield Bond ETF
EMHY
$619M
$247K ﹤0.01%
5,549
-1,926
-26% -$87.4K
MOO icon
1328
VanEck Agribusiness ETF
MOO
$994M
$247K ﹤0.01%
+2,820
New +$239K
ONEQ icon
1329
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.1B
$247K ﹤0.01%
4,800
-649,340
-99% -$33.6M
FPX icon
1330
First Trust US Equity Opportunities ETF
FPX
$1.47B
$244K ﹤0.01%
2,049
-222,602
-99% -$28M
LAKE icon
1331
Lakeland Industries
LAKE
$105M
$244K ﹤0.01%
+8,754
New +$272K
BDJ icon
1332
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$242K ﹤0.01%
25,530
+4,014
+19% +$35.4K
EMQQ icon
1333
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$270M
$242K ﹤0.01%
3,787
-387
-9% -$27.2K
ROBO icon
1334
ROBO Global Robotics & Automation Index ETF
ROBO
$1.91B
$242K ﹤0.01%
3,816
-5,519
-59% -$363K
FHLC icon
1335
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$241K ﹤0.01%
4,080
-8,078
-66% -$478K
HIG icon
1336
Hartford Financial Services
HIG
$39.3B
$241K ﹤0.01%
+3,615
New +$195K
TOTL icon
1337
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$241K ﹤0.01%
4,997
-1,829
-27% -$89.3K
ALB icon
1338
Albemarle
ALB
$13.6B
$239K ﹤0.01%
+1,637
New +$263K
ASML icon
1339
ASML
ASML
$606B
$238K ﹤0.01%
386
-76
-16% -$42.2K
FNF icon
1340
Fidelity National Financial
FNF
$14.6B
$238K ﹤0.01%
6,082
-4,931
-45% -$187K
LITE icon
1341
Lumentum
LITE
$49.6B
$238K ﹤0.01%
2,602
+305
+13% +$28.2K
VSGX icon
1342
Vanguard ESG International Stock ETF
VSGX
$6.38B
$238K ﹤0.01%
+3,884
New +$239K
FNCL icon
1343
Fidelity MSCI Financials Index ETF
FNCL
$2.39B
$236K ﹤0.01%
+4,814
New +$222K
TM icon
1344
Toyota
TM
$230B
$236K ﹤0.01%
+1,515
New +$229K
ALGN icon
1345
Align Technology
ALGN
$12.9B
$235K ﹤0.01%
+434
New +$240K
IPFF
1346
DELISTED
iShares International Preferred Stock ETF
IPFF
$235K ﹤0.01%
+14,217
New +$231K
UBS icon
1347
UBS Group
UBS
$172B
$234K ﹤0.01%
15,061
-3,001
-17% -$46.1K
NFJ
1348
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$233K ﹤0.01%
+16,929
New +$230K
ACC
1349
DELISTED
American Campus Communities, Inc.
ACC
$232K ﹤0.01%
5,385
-4,116
-43% -$175K
JBLU icon
1350
JetBlue
JBLU
$2.2B
$231K ﹤0.01%
11,349
-4,254
-27% -$73.7K
52 53
54
55 56

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.