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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$1.22B
Cap. Flow
+$498M
Cap. Flow %
3.6%
Top 10 Hldgs %
18.59%
Holding
1,952
New
213
Increased
855
Reduced
700
Closed
140

Top Buys

Rank Stock Value
1
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$64.7M
2
VTV icon
Vanguard Value ETF
VTV
+$42.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$40.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.8M
5
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$28.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$69.2M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$58.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$50.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$49.8M
5
VUG icon
Vanguard Growth ETF
VUG
+$35.1M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Financials 5.37%
3 Healthcare 4%
4 Energy 3.71%
5 Consumer Discretionary 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FATE icon
1301
Fate Therapeutics
FATE
$276M
$518K ﹤0.01%
+51,331
New +$964K
PSP icon
1302
Invesco Global Listed Private Equity ETF
PSP
$231M
$518K ﹤0.01%
10,969
-6,490
-37% -$306K
SIRI icon
1303
SiriusXM
SIRI
$10.9B
$516K ﹤0.01%
8,839
-305
-3% -$18.8K
WABC icon
1304
Westamerica Bancorp
WABC
$1.39B
$515K ﹤0.01%
+8,719
New +$512K
NFJ
1305
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.4B
$514K ﹤0.01%
45,590
-2,007
-4% -$22.8K
ESGD icon
1306
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
$514K ﹤0.01%
7,818
-524
-6% -$32.9K
DNOW icon
1307
DNOW Inc
DNOW
$2.44B
$513K ﹤0.01%
+40,418
New +$490K
HFWA icon
1308
Heritage Financial
HFWA
$1.21B
$512K ﹤0.01%
+16,712
New +$523K
GT icon
1309
Goodyear
GT
$2.1B
$511K ﹤0.01%
50,310
+5,044
+11% +$55.1K
VBTX
1310
DELISTED
Veritex Holdings
VBTX
$510K ﹤0.01%
+18,163
New +$540K
SNV
1311
DELISTED
Synovus
SNV
$508K ﹤0.01%
13,538
-416
-3% -$16.5K
VMC icon
1312
Vulcan Materials
VMC
$37.3B
$508K ﹤0.01%
2,899
-439
-13% -$75.1K
DGX icon
1313
Quest Diagnostics
DGX
$26B
$507K ﹤0.01%
3,243
+560
+21% +$80.5K
MFEM icon
1314
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$139M
$505K ﹤0.01%
29,048
-2,949
-9% -$50.8K
XLG icon
1315
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
$504K ﹤0.01%
18,280
-1,460
-7% -$41.2K
SLYV icon
1316
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$504K ﹤0.01%
6,790
+117
+2% +$8.78K
FJUN icon
1317
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$504K ﹤0.01%
13,950
-466
-3% -$16.7K
FSLY icon
1318
Fastly Inc
FSLY
$3.23B
$503K ﹤0.01%
61,383
– –
MHK icon
1319
Mohawk Industries
MHK
$6.98B
$501K ﹤0.01%
4,903
+431
+10% +$42.3K
RC
1320
Ready Capital
RC
$261M
$501K ﹤0.01%
+44,990
New +$541K
MMP
1321
DELISTED
Magellan Midstream Partners, L.P.
MMP
$500K ﹤0.01%
9,957
-5,972
-37% -$303K
RGR icon
1322
Sturm, Ruger & Co
RGR
$603M
$499K ﹤0.01%
9,857
+133
+1% +$7.23K
ON icon
1323
ON Semiconductor
ON
$31.9B
$495K ﹤0.01%
7,930
-15,212
-66% -$1.01M
PMX
1324
DELISTED
PIMCO Municipal Income Fund III
PMX
$494K ﹤0.01%
+56,671
New +$486K
SSB icon
1325
SouthState Bank Corp
SSB
$10.3B
$491K ﹤0.01%
6,432
+1,998
+45% +$168K
51 52
53
54 55

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, AE Wealth Management held 1,952 positions worth $13.8B, up 9.7% from $12.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $498M of net new capital in Q4 2022, opening 213 new positions and adding to 855 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $69.2M trimmed.

  • AE Wealth Management's largest Q4 2022 buy was AllianzIM U.S. Equity Buffer20 Dec ETF: 1,151,817 shares worth $28.1M.
  • AE Wealth Management added most to iShares Core MSCI International Developed Markets ETF in Q4 2022, an estimated $64.7M increase.
  • AE Wealth Management's biggest Q4 2022 reduction was Vanguard S&P 500 ETF, cutting an estimated $69.2M.
  • AE Wealth Management fully exited First Trust Dow Jones Select MicroCap Index Fund in Q4 2022, selling an estimated $9.05M.
  • AE Wealth Management's ten largest holdings make up 19% of its $13.8B portfolio in Q4 2022.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2022.
  • AE Wealth Management's portfolio value rose 9.7% quarter-over-quarter to $13.8B.

Based on AE Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.