We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFVA icon
1276
Vanguard US Value Factor ETF
VFVA
$905M
– –
-3,500
Closed -$275K
VNOM icon
1277
Viper Energy
VNOM
$8.43B
– –
-10,038
Closed -$248K
VONG icon
1278
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
– –
-4,468
Closed -$202K
VONV icon
1279
Vanguard Russell 1000 Value ETF
VONV
$20.5B
– –
-3,934
Closed -$236K
VTWO icon
1280
Vanguard Russell 2000 ETF
VTWO
$17.2B
– –
-4,758
Closed -$317K
VXX icon
1281
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
– –
-3,216
Closed -$3.11M
VYMI icon
1282
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
– –
-9,049
Closed -$577K
WAB icon
1283
Wabtec
WAB
$49.3B
– –
-2,640
Closed -$205K
WRB icon
1284
W.R. Berkley
WRB
$28.1B
– –
-8,125
Closed -$250K
WTW icon
1285
Willis Towers Watson
WTW
$29.8B
– –
-1,513
Closed -$306K
XHE icon
1286
State Street SPDR S&P Health Care Equipment ETF
XHE
$162M
– –
-116,558
Closed -$9.98M
XNTK icon
1287
State Street SPDR NYSE Technology ETF
XNTK
$1.94B
– –
-10,437
Closed -$852K
XSD icon
1288
State Street SPDR S&P Semiconductor ETF
XSD
$2.51B
– –
-2,745
Closed -$291K
YUMC icon
1289
Yum China
YUMC
$15.7B
– –
-4,936
Closed -$237K
ZYME icon
1290
Zymeworks
ZYME
$1.62B
– –
-5,348
Closed -$243K
TBRG
1291
DELISTED
TruBridge
TBRG
– –
-13,724
Closed -$362K
LL
1292
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-44,344
Closed -$433K
TARO
1293
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
– –
-2,300
Closed -$202K
FBGX
1294
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
– –
-715
Closed -$238K
ESHY
1295
DELISTED
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF
ESHY
– –
-12,142
Closed -$269K
STOR
1296
DELISTED
STORE Capital Corporation
STOR
– –
-15,462
Closed -$576K
IVC
1297
DELISTED
Invacare Corporation
IVC
– –
-26,732
Closed -$241K
TWTR
1298
DELISTED
Twitter, Inc.
TWTR
– –
-8,947
Closed -$287K
BRG
1299
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-29,792
Closed -$359K
ACC
1300
DELISTED
American Campus Communities, Inc.
ACC
– –
-4,966
Closed -$234K
49 50 51
52
53

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.