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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$540M
AUM Growth
+$293M
Cap. Flow
+$280M
Cap. Flow %
51.89%
Top 10 Hldgs %
43.82%
Holding
278
New
89
Increased
165
Reduced
16
Closed
7

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$53.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.9M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.5M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$11.1M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.36M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$1.32M
3
PBI icon
Pitney Bowes
PBI
+$781K
4
FTR
Frontier Communications Corp.
FTR
+$668K
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$342K

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.69%
2 Energy 3.47%
3 Healthcare 3.36%
4 Communication Services 3.3%
5 Technology 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
101
PepsiCo
PEP
$186B
$1.05M 0.2%
9,431
+4,232
+81% +$454K
HPQ icon
102
HP
HPQ
$23.5B
$1.05M 0.19%
58,516
+8,095
+16% +$131K
AMZN icon
103
Amazon
AMZN
$2.5T
$1.04M 0.19%
23,480
+8,460
+56% +$353K
HYLS icon
104
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$1.03M 0.19%
21,112
+4,497
+27% +$219K
BP icon
105
BP
BP
$113B
$1.03M 0.19%
34,094
+4,691
+16% +$143K
FDL icon
106
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1M 0.19%
34,717
+26,321
+313% +$751K
WMB icon
107
Williams Companies
WMB
$90.5B
$1M 0.19%
33,794
+5,937
+21% +$172K
AJG icon
108
Arthur J. Gallagher & Co
AJG
$63.7B
$997K 0.18%
17,626
+1,767
+11% +$97.4K
GM icon
109
General Motors
GM
$74.7B
$971K 0.18%
27,468
+3,385
+14% +$124K
MOS icon
110
The Mosaic Company
MOS
$7.09B
$971K 0.18%
33,263
+3,592
+12% +$111K
MAT icon
111
Mattel
MAT
$4.17B
$954K 0.18%
37,260
+12,783
+52% +$342K
STX icon
112
Seagate
STX
$193B
$953K 0.18%
20,750
-1,207
-5% -$53.6K
BKLN icon
113
Invesco Senior Loan ETF
BKLN
$7.1B
$940K 0.17%
40,405
+13,346
+49% +$311K
LYB icon
114
LyondellBasell Industries
LYB
$19.5B
$939K 0.17%
10,297
+1,141
+12% +$104K
XRX icon
115
Xerox
XRX
$337M
$938K 0.17%
31,934
-1,367
-4% -$39.5K
FE icon
116
FirstEnergy
FE
$28.9B
$930K 0.17%
29,235
+2,894
+11% +$89.3K
LUMN icon
117
Lumen
LUMN
$6.53B
$929K 0.17%
39,435
+5,762
+17% +$141K
PBCT
118
DELISTED
People's United Financial Inc
PBCT
$922K 0.17%
50,643
+5,788
+13% +$109K
CF icon
119
CF Industries
CF
$19.2B
$917K 0.17%
31,229
+3,522
+13% +$115K
GRMN
120
Garmin
GRMN
$46.9B
$913K 0.17%
17,865
+2,178
+14% +$110K
IVZ icon
121
Invesco
IVZ
$13.3B
$904K 0.17%
29,524
+3,296
+13% +$103K
LMT icon
122
Lockheed Martin
LMT
$134B
$904K 0.17%
+3,380
New +$885K
CCI icon
123
Crown Castle
CCI
$32.7B
$901K 0.17%
9,539
+3,277
+52% +$293K
NAVI icon
124
Navient
NAVI
$774M
$901K 0.17%
61,045
+7,700
+14% +$118K
WMT icon
125
Walmart Inc
WMT
$871B
$868K 0.16%
36,147
+8,619
+31% +$198K
3 4
5
6 7

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q1 2017 Portfolio in Review

As of Q1 2017, AE Wealth Management held 278 positions worth $540M, up 119% from $247M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

AE Wealth Management deployed $280M of net new capital in Q1 2017, opening 89 new positions and adding to 165 existing holdings. Its largest new stake was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 3.7% of assets, down from 4.7% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.36M trimmed.

  • AE Wealth Management's largest Q1 2017 buy was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $53.9M increase.
  • AE Wealth Management's biggest Q1 2017 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.36M.
  • AE Wealth Management fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2017, selling an estimated $1.32M.
  • AE Wealth Management's ten largest holdings make up 44% of its $540M portfolio in Q1 2017.
  • AE Wealth Management opened 89 new positions and closed 7 in Q1 2017.
  • AE Wealth Management's portfolio value rose 119% quarter-over-quarter to $540M.

Based on AE Wealth Management's 13F filing for Q1 2017, filed 11 May 2017.