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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HONE
1201
DELISTED
HarborOne Bancorp
HONE
$345K ﹤0.01%
+25,632
New +$312K
PATK icon
1202
Patrick Industries
PATK
$2.87B
$345K ﹤0.01%
+6,093
New +$319K
TFII icon
1203
TFI International
TFII
$11.6B
$345K ﹤0.01%
+4,609
New +$313K
PAAS icon
1204
Pan American Silver
PAAS
$17.9B
$343K ﹤0.01%
11,406
-2,491
-18% -$80.9K
IXJ icon
1205
iShares Global Healthcare ETF
IXJ
$4.16B
$342K ﹤0.01%
4,432
+1,387
+46% +$107K
ACGL icon
1206
Arch Capital
ACGL
$35.7B
$340K ﹤0.01%
8,868
-1,323
-13% -$47.1K
JPS
1207
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$340K ﹤0.01%
35,016
+2,871
+9% +$27K
DOC icon
1208
Healthpeak Properties
DOC
$15.5B
$339K ﹤0.01%
10,683
+1,012
+10% +$30.7K
MCFE
1209
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$338K ﹤0.01%
+14,845
New +$309K
CAG icon
1210
Conagra Brands
CAG
$7.42B
$337K ﹤0.01%
8,958
+162
+2% +$5.73K
KNSL icon
1211
Kinsale Capital Group
KNSL
$8.58B
$335K ﹤0.01%
2,035
-24,913
-92% -$4.57M
FLGE
1212
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$335K ﹤0.01%
600
-712
-54% -$397K
AWF
1213
AllianceBernstein Global High Income Fund
AWF
$869M
$334K ﹤0.01%
28,215
-4,405
-14% -$51.9K
DNP icon
1214
DNP Select Income Fund
DNP
$4.14B
$334K ﹤0.01%
33,855
+9,038
+36% +$92.4K
ABG icon
1215
Asbury Automotive
ABG
$4.62B
$333K ﹤0.01%
+1,697
New +$286K
XHR
1216
Xenia Hotels & Resorts
XHR
$2.01B
$333K ﹤0.01%
17,079
-2,770
-14% -$48.9K
CPRT icon
1217
Copart
CPRT
$28.5B
$332K ﹤0.01%
12,220
+1,240
+11% +$35K
VSHY icon
1218
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.8M
$329K ﹤0.01%
13,484
-2,452
-15% -$59.9K
FMAY icon
1219
FT Vest US Equity Buffer ETF May
FMAY
$1.39B
$328K ﹤0.01%
9,324
-395,245
-98% -$13.8M
PSQ icon
1220
ProShares Short QQQ
PSQ
$857M
$328K ﹤0.01%
+4,716
New +$331K
SWK icon
1221
Stanley Black & Decker
SWK
$14.5B
$326K ﹤0.01%
+1,632
New +$296K
BBHY icon
1222
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$325K ﹤0.01%
6,306
-937
-13% -$48.5K
FNX icon
1223
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
$323K ﹤0.01%
+3,441
New +$312K
HWC icon
1224
Hancock Whitney
HWC
$6.19B
$322K ﹤0.01%
7,676
-2,183
-22% -$85.9K
UTF icon
1225
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$322K ﹤0.01%
11,528
+2,222
+24% +$59K
47 48
49
50 51

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.