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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRT icon
1176
State Street SPDR S&P Retail ETF
XRT
$457M
$370K ﹤0.01%
+4,148
New +$336K
CCJ icon
1177
Cameco
CCJ
$36.8B
$369K ﹤0.01%
22,221
+183
+0.8% +$2.81K
RITM icon
1178
Rithm Capital
RITM
$5.58B
$369K ﹤0.01%
32,765
-2,650
-7% -$27K
FDT icon
1179
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
$368K ﹤0.01%
6,127
-416
-6% -$24.6K
GRPN icon
1180
Groupon
GRPN
$1.03B
$367K ﹤0.01%
+7,255
New +$314K
QQEW icon
1181
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$367K ﹤0.01%
3,553
-83
-2% -$8.56K
GEM icon
1182
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.6B
$366K ﹤0.01%
9,259
-1,651
-15% -$66.2K
CTXS
1183
DELISTED
Citrix Systems Inc
CTXS
$365K ﹤0.01%
2,601
+275
+12% +$36.9K
BIP icon
1184
Brookfield Infrastructure Partners
BIP
$19.6B
$364K ﹤0.01%
10,259
+63
+0.6% +$2.2K
DXCM icon
1185
DexCom
DXCM
$29B
$364K ﹤0.01%
4,056
-664
-14% -$62.3K
IWV icon
1186
iShares Russell 3000 ETF
IWV
$19.2B
$363K ﹤0.01%
1,530
-21
-1% -$4.88K
VTRS icon
1187
Viatris
VTRS
$20.8B
$363K ﹤0.01%
25,973
-58,436
-69% -$952K
CBRL icon
1188
Cracker Barrel
CBRL
$1.26B
$362K ﹤0.01%
2,092
-218
-9% -$33.2K
RSPU icon
1189
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
$362K ﹤0.01%
6,998
+66
+1% +$3.27K
ATO icon
1190
Atmos Energy
ATO
$29.7B
$360K ﹤0.01%
3,643
-713
-16% -$64.9K
GRWG icon
1191
GrowGeneration
GRWG
$84.7M
$359K ﹤0.01%
7,218
-1,498
-17% -$74.7K
KJAN icon
1192
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$359K ﹤0.01%
11,780
+3,280
+39% +$98.2K
UDOW icon
1193
ProShares UltraPro Dow 30
UDOW
$801M
$359K ﹤0.01%
11,200
-18,052
-62% -$508K
TRMB icon
1194
Trimble
TRMB
$13.6B
$358K ﹤0.01%
4,603
+375
+9% +$27.1K
TCF
1195
DELISTED
TCF Financial Corporation Common Stock
TCF
$356K ﹤0.01%
7,669
-5,336
-41% -$236K
SMLV icon
1196
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$260M
$350K ﹤0.01%
3,143
-5,575
-64% -$592K
NNN icon
1197
NNN REIT
NNN
$9.29B
$349K ﹤0.01%
7,912
+593
+8% +$24.8K
LMND icon
1198
Lemonade
LMND
$3.66B
$348K ﹤0.01%
+3,742
New +$483K
TDIV icon
1199
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.05B
$346K ﹤0.01%
6,412
-419
-6% -$21.8K
FV icon
1200
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$345K ﹤0.01%
7,728
-5,151
-40% -$222K
46 47
48
49 50

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.