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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1151
Prospect Capital
PSEC
$1.08B
$386K ﹤0.01%
50,381
+1,799
+4% +$12.4K
CE icon
1152
Celanese
CE
$4.91B
$385K ﹤0.01%
+2,572
New +$353K
ESPO icon
1153
VanEck Video Gaming and eSports ETF
ESPO
$253M
$384K ﹤0.01%
5,614
-4,494
-44% -$327K
MOON
1154
DELISTED
Direxion Moonshot Innovators ETF
MOON
$384K ﹤0.01%
+9,344
New +$387K
SNAP icon
1155
Snap
SNAP
$7.89B
$383K ﹤0.01%
7,333
-27,998
-79% -$1.61M
ABCB icon
1156
Ameris Bancorp
ABCB
$5.88B
$382K ﹤0.01%
+7,267
New +$345K
CFFN icon
1157
Capitol Federal Financial
CFFN
$1.1B
$382K ﹤0.01%
28,817
+4
+0% +$53
ZNGA
1158
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$382K ﹤0.01%
37,395
+8,587
+30% +$89.8K
GCC icon
1159
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$381K ﹤0.01%
+18,992
New +$379K
JCI icon
1160
Johnson Controls International
JCI
$87.8B
$381K ﹤0.01%
6,381
-247
-4% -$13.6K
FDG icon
1161
American Century Focused Dynamic Growth ETF
FDG
$383M
$380K ﹤0.01%
+5,134
New +$390K
HNDL icon
1162
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$630M
$379K ﹤0.01%
+15,308
New +$385K
BPYU
1163
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$379K ﹤0.01%
+21,105
New +$374K
AN icon
1164
AutoNation
AN
$7.18B
$378K ﹤0.01%
+4,059
New +$325K
FCEL icon
1165
FuelCell Energy
FCEL
$1.89B
$378K ﹤0.01%
873
+252
+41% +$135K
FCG icon
1166
First Trust Natural Gas ETF
FCG
$635M
$377K ﹤0.01%
29,402
+6,111
+26% +$72.1K
PFLT icon
1167
PennantPark Floating Rate Capital
PFLT
$696M
$375K ﹤0.01%
31,547
-1,227
-4% -$14.4K
QABA icon
1168
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.1M
$375K ﹤0.01%
6,610
+1,638
+33% +$86.3K
RPAI
1169
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$375K ﹤0.01%
35,740
-23
-0.1% -$235
VMC icon
1170
Vulcan Materials
VMC
$35.2B
$374K ﹤0.01%
2,215
-6,021
-73% -$976K
DFAU icon
1171
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$373K ﹤0.01%
+13,232
New +$363K
XAR icon
1172
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.88B
$372K ﹤0.01%
2,963
-316
-10% -$38.2K
FTXN icon
1173
First Trust Nasdaq Oil & Gas ETF
FTXN
$164M
$371K ﹤0.01%
23,862
+5,764
+32% +$83.7K
AIR icon
1174
AAR Corp
AIR
$5.56B
$370K ﹤0.01%
+8,888
New +$351K
EEMA icon
1175
iShares MSCI Emerging Markets Asia ETF
EEMA
$826M
$370K ﹤0.01%
4,082
+95
+2% +$8.89K
45 46
47
48 49

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.