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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGLV icon
1126
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$401K ﹤0.01%
3,197
-14,533
-82% -$1.76M
YUMC icon
1127
Yum China
YUMC
$15.7B
$401K ﹤0.01%
6,780
-3,526
-34% -$211K
FTXR icon
1128
First Trust Nasdaq Transportation ETF
FTXR
$1.07B
$400K ﹤0.01%
12,153
+3,517
+41% +$108K
MIME
1129
DELISTED
Mimecast Limited
MIME
$398K ﹤0.01%
9,888
-2,802
-22% -$123K
RPG icon
1130
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$397K ﹤0.01%
12,090
+1,565
+15% +$51.8K
VFC icon
1131
VF Corp
VFC
$5.92B
$397K ﹤0.01%
4,972
-355
-7% -$28.8K
TFI icon
1132
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$396K ﹤0.01%
7,659
+2,506
+49% +$130K
FSEP icon
1133
FT Vest US Equity Buffer ETF September
FSEP
$1.2B
$395K ﹤0.01%
11,858
+299
+3% +$9.74K
RJI
1134
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$395K ﹤0.01%
+71,986
New +$391K
BRX icon
1135
Brixmor Property Group
BRX
$9.72B
$394K ﹤0.01%
19,494
-7,938
-29% -$149K
ONB icon
1136
Old National Bancorp
ONB
$10.2B
$394K ﹤0.01%
20,369
– –
HRL icon
1137
Hormel Foods
HRL
$14.2B
$393K ﹤0.01%
8,223
+950
+13% +$44.9K
FXN icon
1138
First Trust Energy AlphaDEX Fund
FXN
$379M
$392K ﹤0.01%
38,695
+8,805
+29% +$84.4K
QQXT icon
1139
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
$392K ﹤0.01%
4,884
+2,020
+71% +$162K
CLFD icon
1140
Clearfield
CLFD
$401M
$391K ﹤0.01%
+12,990
New +$412K
FLO icon
1141
Flowers Foods
FLO
$1.58B
$391K ﹤0.01%
16,417
-2,364
-13% -$53.9K
FAAR icon
1142
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$390K ﹤0.01%
13,527
-1,378
-9% -$39K
BUZZ icon
1143
VanEck Social Sentiment ETF
BUZZ
$85.7M
$389K ﹤0.01%
+16,117
New +$391K
CIBR icon
1144
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.9B
$389K ﹤0.01%
9,296
-179,042
-95% -$7.83M
WTRE icon
1145
WisdomTree New Economy Real Estate Fund
WTRE
$15.2M
$389K ﹤0.01%
14,639
+769
+6% +$19.9K
NUAN
1146
DELISTED
Nuance Communications, Inc.
NUAN
$389K ﹤0.01%
8,903
-9,943
-53% -$457K
BF.B icon
1147
Brown-Forman Class B
BF.B
$13.5B
$388K ﹤0.01%
5,619
+259
+5% +$19K
USCI icon
1148
US Commodity Index
USCI
$370M
$388K ﹤0.01%
+10,897
New +$383K
STT icon
1149
State Street
STT
$48.4B
$387K ﹤0.01%
4,603
-27
-0.6% -$2.09K
MRO
1150
DELISTED
Marathon Oil Corporation
MRO
$387K ﹤0.01%
36,228
-1,235
-3% -$11.9K
44 45
46
47 48

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.