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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
1101
Occidental Petroleum
OXY
$55.7B
$421K ﹤0.01%
15,826
+1,325
+9% +$33.1K
HGEN
1102
DELISTED
HUMANIGEN, INC.
HGEN
$420K ﹤0.01%
+22,000
New +$402K
SMIN icon
1103
iShares MSCI India Small-Cap ETF
SMIN
$750M
$419K ﹤0.01%
+8,554
New +$400K
GLPI icon
1104
Gaming and Leisure Properties
GLPI
$13B
$418K ﹤0.01%
+9,858
New +$418K
MATX icon
1105
Matsons
MATX
$6.11B
$417K ﹤0.01%
+6,252
New +$428K
THQ
1106
abrdn Healthcare Opportunities Fund
THQ
$784M
$417K ﹤0.01%
19,175
-1,191
-6% -$25K
PMAR icon
1107
Innovator US Equity Power Buffer ETF March
PMAR
$752M
$416K ﹤0.01%
14,083
+5,352
+61% +$154K
EMN icon
1108
Eastman Chemical
EMN
$7.69B
$415K ﹤0.01%
3,768
-4,615
-55% -$501K
JPC icon
1109
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$415K ﹤0.01%
43,718
+6,136
+16% +$56.6K
AY
1110
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$415K ﹤0.01%
11,328
+1,777
+19% +$69.9K
CHD icon
1111
Church & Dwight Co
CHD
$23.7B
$411K ﹤0.01%
4,702
+1,219
+35% +$102K
FXH icon
1112
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$411K ﹤0.01%
3,786
-901
-19% -$98.6K
QTWO icon
1113
Q2 Holdings
QTWO
$3.78B
$411K ﹤0.01%
+4,099
New +$510K
ABB
1114
DELISTED
ABB Ltd
ABB
$409K ﹤0.01%
13,420
+5,775
+76% +$173K
SMG icon
1115
ScottsMiracle-Gro
SMG
$4.09B
$408K ﹤0.01%
+1,665
New +$377K
CSQ icon
1116
Calamos Strategic Total Return Fund
CSQ
$3.13B
$407K ﹤0.01%
+23,620
New +$388K
BSCL
1117
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$407K ﹤0.01%
19,265
-25
-0.1% -$529
WCN
1118
Waste Connections
WCN
$43.6B
$406K ﹤0.01%
3,764
-182
-5% -$18.5K
EXAS
1119
DELISTED
Exact Sciences
EXAS
$404K ﹤0.01%
3,064
-67
-2% -$9.17K
FXO icon
1120
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$404K ﹤0.01%
+9,722
New +$378K
KEYS icon
1121
Keysight
KEYS
$50.7B
$404K ﹤0.01%
2,820
+271
+11% +$38.4K
WPRT
1122
Westport Fuel Systems
WPRT
$31.9M
$404K ﹤0.01%
5,614
+303
+6% +$25.6K
FTXL icon
1123
First Trust Nasdaq Semiconductor ETF
FTXL
$1.93B
$402K ﹤0.01%
6,212
+2,397
+63% +$154K
AGNT
1124
AGNT Inc
AGNT
$629M
$401K ﹤0.01%
+8,808
New +$469K
IGEB icon
1125
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$401K ﹤0.01%
7,605
+885
+13% +$47.6K
43 44
45
46 47

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.