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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHY
1101
Credit Suisse High Yield Credit Fund
DHY
$238M
$48K ﹤0.01%
19,002
+7,214
+61% +$18.2K
ALSK
1102
DELISTED
Alaska Communications Systems
ALSK
$44K ﹤0.01%
24,786
+4,786
+24% +$8.24K
OGI
1103
Organigram Holdings
OGI
$132M
$31K ﹤0.01%
+3,205
New +$37.8K
OPK icon
1104
Opko Health
OPK
$921M
$31K ﹤0.01%
21,000
+400
+2% +$670
ASRT
1105
DELISTED
Assertio
ASRT
$28K ﹤0.01%
+367
New +$21.5K
CLNE icon
1106
Clean Energy Fuels
CLNE
$447M
$26K ﹤0.01%
+10,909
New +$23.1K
ACN icon
1107
PUT
Accenture
ACN
$89.9B
$22K ﹤0.01%
6,600
– –
SPY icon
1108
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$20K ﹤0.01%
+10,400
New +$3.2M
GTE icon
1109
Gran Tierra Energy
GTE
$260M
$17K ﹤0.01%
+1,327
New +$14.5K
SENS icon
1110
Senseonics Holdings Inc
SENS
$254M
$16K ﹤0.01%
900
– –
TOO
1111
DELISTED
Teekay Offshore Partners L.P.
TOO
$16K ﹤0.01%
10,332
-450
-4% -$692
DNR
1112
DELISTED
Denbury Resources, Inc.
DNR
$15K ﹤0.01%
10,991
– –
HYG icon
1113
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$14K ﹤0.01%
+36,800
New +$3.2M
IVZ icon
1114
PUT
Invesco
IVZ
$13.3B
$13K ﹤0.01%
+983
New +$16.8K
CARM
1115
DELISTED
Carisma Therapeutics
CARM
$10K ﹤0.01%
500
– –
NAK
1116
Northern Dynasty Minerals
NAK
$885M
$8K ﹤0.01%
17,912
+1,079
+6% +$564
UNH icon
1117
PUT
UnitedHealth
UNH
$382B
$7K ﹤0.01%
+1,700
New +$445K
IZEA icon
1118
IZEA Worldwide
IZEA
$59.5M
$6K ﹤0.01%
6,350
– –
FGP
1119
DELISTED
Ferrellgas Partners, L.P.
FGP
$5K ﹤0.01%
14,355
+267
+2% +$162
PLM
1120
DELISTED
PolyMet Mining Corp.
PLM
$3K ﹤0.01%
1,055
– –
IWM icon
1121
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$2K ﹤0.01%
+1,600
New +$253K
TRV icon
1122
PUT
Travelers Companies
TRV
$80.8B
$2K ﹤0.01%
+1,000
New +$136K
AAPL icon
1123
CALL
Apple
AAPL
$4.89T
– –
-2,400
Closed -$3K
ADTN icon
1124
Adtran
ADTN
$798M
– –
-29,726
Closed -$337K
ANIP icon
1125
ANI Pharmaceuticals
ANIP
$1.77B
– –
-3,407
Closed -$248K
43 44
45
46 47

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.