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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$9.91B
AUM Growth
+$1.09B
Cap. Flow
+$840M
Cap. Flow %
8.48%
Top 10 Hldgs %
20.35%
Holding
1,605
New
243
Increased
683
Reduced
519
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$100M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$65.5M
3
SENT
AdvisorShares Alpha DNA Equity Sentiment ETF
SENT
+$52.9M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$52.5M
5
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$51.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$41.4M
3
DJD icon
Invesco Dow Jones Industrial Average Dividend ETF
DJD
+$39.4M
4
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$35.5M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.4M

Sector Composition

Rank Sector Weight
1 Technology 7.93%
2 Financials 3.92%
3 Consumer Discretionary 3.5%
4 Healthcare 3.03%
5 Communication Services 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
1051
Ameriprise Financial
AMP
$47.8B
$475K ﹤0.01%
2,044
+94
+5% +$20.3K
EWY icon
1052
iShares MSCI South Korea ETF
EWY
$20.1B
$475K ﹤0.01%
+5,294
New +$481K
LIN icon
1053
Linde
LIN
$236B
$475K ﹤0.01%
1,696
-178
-9% -$46.2K
CLOU icon
1054
Global X Cloud Computing ETF
CLOU
$236M
$470K ﹤0.01%
18,251
+4,741
+35% +$130K
HSY icon
1055
Hershey
HSY
$37.3B
$470K ﹤0.01%
2,970
+201
+7% +$30.3K
PCI
1056
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$470K ﹤0.01%
21,112
-3,954
-16% -$85.8K
FXZ icon
1057
First Trust Materials AlphaDEX Fund
FXZ
$366M
$465K ﹤0.01%
8,426
+2,621
+45% +$136K
HYEM icon
1058
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$465K ﹤0.01%
19,660
+4,041
+26% +$96K
CATH icon
1059
Global X S&P 500 Catholic Values ETF
CATH
$1.26B
$463K ﹤0.01%
+9,355
New +$446K
JKHY icon
1060
Jack Henry & Associates
JKHY
$11.4B
$460K ﹤0.01%
3,030
-922
-23% -$141K
RMD icon
1061
ResMed
RMD
$31.1B
$460K ﹤0.01%
2,370
+87
+4% +$17.4K
NEE.PRQ
1062
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$460K ﹤0.01%
+9,272
New +$476K
HE icon
1063
Hawaiian Electric Industries
HE
$2.26B
$458K ﹤0.01%
10,305
+1,350
+15% +$49.5K
KNX icon
1064
Knight Transportation
KNX
$11.5B
$458K ﹤0.01%
9,527
-13,359
-58% -$586K
IBD icon
1065
Inspire Corporate Bond ETF
IBD
$480M
$457K ﹤0.01%
17,680
-235
-1% -$6.17K
EVRG icon
1066
Evergy
EVRG
$19.4B
$456K ﹤0.01%
7,653
-1,405
-16% -$77.8K
HQH
1067
abrdn Healthcare Investors
HQH
$1.25B
$456K ﹤0.01%
18,669
-5,114
-22% -$125K
CAH icon
1068
Cardinal Health
CAH
$53.7B
$455K ﹤0.01%
7,495
+426
+6% +$23.5K
FTHM icon
1069
Fathom Holdings
FTHM
$26.4M
$454K ﹤0.01%
12,402
+3,790
+44% +$155K
CYBR
1070
DELISTED
CyberArk
CYBR
$452K ﹤0.01%
3,493
-4,085
-54% -$619K
FDLO icon
1071
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$451K ﹤0.01%
10,293
+1,349
+15% +$57.9K
RWO icon
1072
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$451K ﹤0.01%
9,550
-545
-5% -$24.9K
AWK icon
1073
American Water Works
AWK
$27B
$450K ﹤0.01%
2,999
+337
+13% +$51.1K
CG icon
1074
Carlyle Group
CG
$16.1B
$450K ﹤0.01%
12,234
– –
ISMD icon
1075
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$450K ﹤0.01%
12,630
-2,725
-18% -$92.7K
41 42
43
44 45

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, AE Wealth Management held 1,605 positions worth $9.91B, up 12% from $8.82B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

AE Wealth Management deployed $840M of net new capital in Q1 2021, opening 243 new positions and adding to 683 existing holdings. Its largest new stake was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $41.9M trimmed.

  • AE Wealth Management's largest Q1 2021 buy was AdvisorShares Alpha DNA Equity Sentiment ETF: 2,035,151 shares worth $52.6M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $100M increase.
  • AE Wealth Management's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $41.9M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q1 2021, selling an estimated $39.4M.
  • AE Wealth Management's ten largest holdings make up 20% of its $9.91B portfolio in Q1 2021.
  • AE Wealth Management opened 243 new positions and closed 135 in Q1 2021.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $9.91B.

Based on AE Wealth Management's 13F filing for Q1 2021, filed 27 Apr 2021.