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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCEF icon
1051
Invesco CEF Income Composite ETF
PCEF
$812M
$207K ﹤0.01%
+8,874
New +$202K
WAB icon
1052
Wabtec
WAB
$51.1B
$205K ﹤0.01%
+2,640
New +$195K
HIG icon
1053
Hartford Financial Services
HIG
$38.5B
$204K ﹤0.01%
+3,351
New +$201K
VNO icon
1054
Vornado Realty Trust
VNO
$7.47B
$204K ﹤0.01%
+3,067
New +$198K
OSK icon
1055
Oshkosh
OSK
$9.67B
$203K ﹤0.01%
+2,144
New +$185K
VONG icon
1056
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$202K ﹤0.01%
+4,468
New +$192K
TARO
1057
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$202K ﹤0.01%
+2,300
New +$194K
FTEC icon
1058
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$201K ﹤0.01%
+2,772
New +$188K
RDN icon
1059
Radian Group
RDN
$5.14B
$201K ﹤0.01%
+7,986
New +$199K
UBS icon
1060
UBS Group
UBS
$170B
$200K ﹤0.01%
+15,919
New +$189K
GAB icon
1061
Gabelli Equity Trust
GAB
$1.74B
$198K ﹤0.01%
33,189
+3,313
+11% +$19.7K
GOF icon
1062
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$192K ﹤0.01%
+10,615
New +$203K
AMLP icon
1063
Alerian MLP ETF
AMLP
$13B
$188K ﹤0.01%
4,417
-1,351
-23% -$56.7K
SAUC
1064
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
$186K ﹤0.01%
178,960
– –
JPC icon
1065
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$184K ﹤0.01%
17,634
-395
-2% -$4.01K
PDBC icon
1066
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$182K ﹤0.01%
11,003
+528
+5% +$8.5K
CCJ icon
1067
Cameco
CCJ
$38.3B
$176K ﹤0.01%
19,764
-50
-0.3% -$462
DSU icon
1068
BlackRock Debt Strategies Fund
DSU
$591M
$171K ﹤0.01%
+15,310
New +$166K
MJ icon
1069
Amplify Alternative Harvest ETF
MJ
$101M
$170K ﹤0.01%
+825
New +$182K
CSQ icon
1070
Calamos Strategic Total Return Fund
CSQ
$3.21B
$163K ﹤0.01%
11,995
-234
-2% -$3.07K
VGR
1071
DELISTED
Vector Group Ltd.
VGR
$157K ﹤0.01%
16,517
-6,043
-27% -$52.9K
ACIC icon
1072
American Coastal Insurance
ACIC
$498M
$153K ﹤0.01%
12,119
-4,191
-26% -$53.3K
ETW
1073
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$152K ﹤0.01%
14,696
+2,464
+20% +$24.8K
IGR
1074
CBRE Global Real Estate Income Fund
IGR
$712M
$152K ﹤0.01%
19,010
-5,273
-22% -$41.8K
WHF icon
1075
WhiteHorse Finance
WHF
$141M
$152K ﹤0.01%
11,100
+100
+0.9% +$1.4K
41 42
43
44 45

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.