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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+4.06%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$540M
AUM Growth
+$293M
Cap. Flow
+$280M
Cap. Flow %
51.89%
Top 10 Hldgs %
43.82%
Holding
278
New
89
Increased
165
Reduced
16
Closed
7

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$53.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.9M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.5M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$11.9M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$11.1M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.36M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$1.32M
3
PBI icon
Pitney Bowes
PBI
+$781K
4
FTR
Frontier Communications Corp.
FTR
+$668K
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$342K

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.69%
2 Energy 3.47%
3 Healthcare 3.36%
4 Communication Services 3.3%
5 Technology 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBB icon
76
Invesco DB Base Metals Fund
DBB
$306M
$1.37M 0.25%
83,797
+14,007
+20% +$226K
OXY icon
77
Occidental Petroleum
OXY
$57B
$1.37M 0.25%
21,654
+7,077
+49% +$471K
EMLP icon
78
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.36M 0.25%
+53,642
New +$1.36M
DD icon
79
DuPont de Nemours
DD
$18.6B
$1.3M 0.24%
8,100
+1,985
+32% +$308K
D icon
80
Dominion Energy
D
$62.5B
$1.3M 0.24%
16,755
+8,666
+107% +$656K
UPS icon
81
United Parcel Service
UPS
$97.6B
$1.27M 0.24%
+11,874
New +$1.3M
EFO icon
82
ProShares Ultra MSCI EAFE
EFO
$28.4M
$1.25M 0.23%
+37,128
New +$1.18M
SNY icon
83
Sanofi
SNY
$104B
$1.24M 0.23%
27,304
+6,729
+33% +$285K
BRK.B icon
84
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.18M 0.22%
7,102
+3,804
+115% +$636K
EMR icon
85
Emerson Electric
EMR
$82.9B
$1.14M 0.21%
19,084
+3,989
+26% +$238K
VUG icon
86
Vanguard Growth ETF
VUG
$216B
$1.14M 0.21%
56,340
+13,704
+32% +$270K
VSHY icon
87
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$1.13M 0.21%
45,323
+26,724
+144% +$669K
BCE icon
88
BCE
BCE
$19.9B
$1.12M 0.21%
25,284
+6,569
+35% +$289K
IWO icon
89
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.12M 0.21%
6,916
+5,008
+262% +$795K
BND icon
90
Vanguard Total Bond Market
BND
$157B
$1.11M 0.21%
13,714
+10,736
+361% +$868K
SCZ icon
91
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.11M 0.21%
20,500
+7,813
+62% +$411K
OKE icon
92
Oneok
OKE
$58.7B
$1.1M 0.2%
19,766
+2,356
+14% +$130K
NGG icon
93
National Grid
NGG
$82.7B
$1.09M 0.2%
17,835
+5,341
+43% +$308K
GOVT icon
94
iShares US Treasury Bond ETF
GOVT
$43.6B
$1.08M 0.2%
43,199
+28,087
+186% +$702K
VDC icon
95
Vanguard Consumer Staples ETF
VDC
$7.86B
$1.08M 0.2%
7,696
+1,649
+27% +$229K
VCR icon
96
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$1.07M 0.2%
7,745
+2,632
+51% +$355K
IP icon
97
International Paper
IP
$22.3B
$1.07M 0.2%
22,209
+3,337
+18% +$167K
LLY icon
98
Eli Lilly
LLY
$1.07T
$1.06M 0.2%
12,651
+991
+8% +$79.4K
ETN icon
99
Eaton
ETN
$157B
$1.06M 0.2%
14,255
+2,029
+17% +$144K
ETR icon
100
Entergy
ETR
$54.1B
$1.06M 0.2%
27,830
+4,410
+19% +$162K
2 3
4
5 6

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q1 2017 Portfolio in Review

As of Q1 2017, AE Wealth Management held 278 positions worth $540M, up 119% from $247M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

AE Wealth Management deployed $280M of net new capital in Q1 2017, opening 89 new positions and adding to 165 existing holdings. Its largest new stake was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 3.7% of assets, down from 4.7% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.36M trimmed.

  • AE Wealth Management's largest Q1 2017 buy was VanEck Fallen Angel High Yield Bond ETF: 364,190 shares worth $10.8M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q1 2017, an estimated $53.9M increase.
  • AE Wealth Management's biggest Q1 2017 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.36M.
  • AE Wealth Management fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2017, selling an estimated $1.32M.
  • AE Wealth Management's ten largest holdings make up 44% of its $540M portfolio in Q1 2017.
  • AE Wealth Management opened 89 new positions and closed 7 in Q1 2017.
  • AE Wealth Management's portfolio value rose 119% quarter-over-quarter to $540M.

Based on AE Wealth Management's 13F filing for Q1 2017, filed 11 May 2017.